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FLEXSHARES NATURAL RESOURCES ETF
FLEXSHARES NATURAL RESOURCES ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 54 Institutional holders with a total value of $1,759,686,110.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 HUNTINGTON NATIONAL BANK 65 2,000 0.00% PRN
3 THOMPSON SIEGEL & WALMSLEY LLC 125 3,000 0.00%
4 AMERICAN INTERNATIONAL GROUP, INC. 208 5,000 0.00%
5 WASHINGTON TRUST BANK 198 5,000 0.00%
6 INTERACTIVE FINANCIAL ADVISORS, INC. 243 6,000 0.00%
7 DUBUQUE BANK & TRUST CO 266 6,000 0.00%
8 Creative Planning 300 7,000 0.00%
9 ZIONS BANCORPORATION 365 9,000 0.00%
10 MSI Financial Services Inc 672 16,000 0.00%
11 Pinnacle Summer Investments, Inc. 692 16,000 0.00%
12 Burt Wealth Advisors 729 17,000 0.00%
13 Orion Porfolio Solutions, LLC 775 18,000 0.00%
14 Apriem Advisors 1,035 24,000 0.00%
15 WHITTIER TRUST CO 1,073 25,000 0.00%
16 US BANCORP \DE\ 1,760 42,000 0.00%
17 CENTRAL TRUST Co 2,082 49,000 0.00%
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,267 53,000 0.00%
19 FineMark National Bank & Trust 2,325 55,000 0.00%
20 Chicago Partners Investment Group LLC 2,705 64,000 0.00%
21 FIFTH THIRD BANCORP 2,756 65,000 0.00%
22 MassMutual Private Wealth & Trust, FSB 2,009 69,110 0.00%
23 PNC FINANCIAL SERVICES GROUP, INC. 3,350 78,000 0.00%
24 ROYAL BANK OF CANADA 3,855 90,000 0.01%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,223 146,000 0.01%
26 ENVESTNET ASSET MANAGEMENT INC 8,366 196,000 0.01%
27 GOLDMAN SACHS GROUP INC 9,204 216,000 0.01%
28 Family Firm, Inc. 9,737 229,000 0.01%
29 Sequoia Financial Advisors, LLC 10,790 253,000 0.01%
30 FIRSTMERIT BANK N A TRUSTEE 13,943 327,000 0.02%
31 BANK OF MONTREAL /CAN/ 14,389 338,000 0.02%
32 ROCKEFELLER FINANCIAL SERVICES INC 16,500 387,000 0.02%
33 PARK NATIONAL CORP /OH/ 17,804 418,000 0.02%
34 LPL Financial LLC 18,736 464,000 0.03%
35 Lattice Strategies LLC 29,345 689,000 0.04%
36 Fusion Investment Group, LLC 30,973 727,000 0.04%
37 JANE STREET GROUP, LLC 35,987 845,000 0.05%
38 Ledyard National Bank 46,741 1,097,000 0.06%
39 CITIGROUP INC 57,874 1,359,000 0.08%
40 LifePlan Financial Group, Inc 59,733 1,403,000 0.08%
41 CPWM, LLC 60,174 1,413,000 0.08%
42 WELLS FARGO & COMPANY/MN 76,512 1,796,000 0.10%
43 Landmark Financial Advisors, LLC 98,625 2,315,000 0.13%
44 BANK OF AMERICA CORP /DE/ 122,409 2,874,000 0.16%
45 MORGAN STANLEY 148,663 3,491,000 0.20%
46 UBS Group AG 159,662 3,749,000 0.21%
47 MOLLER WEALTH PARTNERS 194,575 4,569,000 0.26%
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 231,900 5,445,000 0.31%
49 TD Ameritrade Trust Co 421,813 9,904,000 0.56%
50 DOW CHEMICAL CO /DE/ 428,500 10,061,000 0.57%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.