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FLEXSHARES NATURAL RESOURCES ETF
FLEXSHARES NATURAL RESOURCES ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 91 Institutional holders with a total value of $3,413,905,770.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Tortoise Investment Management, LLC 31 1,000 0.00%
3 SARGENT BICKHAM LAGUDIS LLC 19 1,000 0.00%
4 HOWE & RUSLING INC 54 2,000 0.00%
5 Sunbelt Securities, Inc. 75 2,156 0.00%
6 FLOW TRADERS U.S. LLC 100 3,000 0.00%
7 Creative Planning 125 4,000 0.00%
8 DUBUQUE BANK & TRUST CO 160 5,000 0.00%
9 WASHINGTON TRUST BANK 198 6,000 0.00%
10 ZIONS BANCORPORATION 203 6,000 0.00%
11 ADVISOR GROUP, INC. 208 6,000 0.00%
12 INTERACTIVE FINANCIAL ADVISORS, INC. 270 8,000 0.00%
13 Advisors Preferred, LLC 322 9,000 0.00%
14 MCF Advisors LLC 363 10,000 0.00%
15 AlphaMark Advisors, LLC 506 15,000 0.00%
16 Apriem Advisors 537 15,000 0.00%
17 HUNTINGTON NATIONAL BANK 520 15,000 0.00% PRN
18 TCI Wealth Advisors, Inc. 750 21,000 0.00%
19 IFP ADVISORS, INC 990 28,000 0.00%
20 BESSEMER GROUP INC 1,211 35,000 0.00%
21 BALDWIN WEALTH PARTNERS LLC/MA 2,139 61,000 0.00%
22 PARALLEL ADVISORS, LLC 2,297 66,000 0.00%
23 Daiwa Securities Group Inc. 2,400 69,000 0.00%
24 Chicago Partners Investment Group LLC 2,705 78,000 0.00%
25 US BANCORP \DE\ 3,008 86,000 0.00%
26 FIFTH THIRD BANCORP 3,031 87,000 0.00%
27 FineMark National Bank & Trust 3,409 98,000 0.00%
28 TRUST DEPARTMENT MB FINANCIAL BANK N A 3,542 102,000 0.00%
29 MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,570 102,000 0.00%
30 PNC FINANCIAL SERVICES GROUP, INC. 3,916 112,000 0.00%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,451 128,000 0.00%
32 BANK OF MONTREAL /CAN/ 6,416 182,000 0.01%
33 Raymond James Financial Services Advisors, Inc. 8,585 246,000 0.01%
34 HighTower Advisors, LLC 8,627 247,000 0.01%
35 SCOTIA CAPITAL INC. 8,640 248,000 0.01%
36 MUFG Americas Holdings Corp 8,835 253,000 0.01%
37 Sequoia Financial Advisors, LLC 9,268 266,000 0.01%
38 CITIGROUP INC 10,000 287,000 0.01%
39 EFG Private Wealth Management (Americas) Corp. 10,187 292,000 0.01%
40 WINNING POINTS ADVISORS, LLC 10,586 303,000 0.01%
41 Mariner, LLC 11,120 319,000 0.01%
42 Family Firm, Inc. 11,490 329,000 0.01%
43 RAYMOND JAMES & ASSOCIATES 11,974 343,000 0.01%
44 HUNTINGTON NATIONAL BANK 12,417 356,000 0.01%
45 OPPENHEIMER & CO INC 12,870 369,000 0.01%
46 Hilltop Holdings Inc. 14,563 417,000 0.01%
47 GUGGENHEIM CAPITAL LLC 15,000 430,000 0.01%
48 FIRST INTERSTATE BANK 15,936 457,000 0.01%
49 ROCKEFELLER FINANCIAL SERVICES INC 16,500 473,000 0.01%
50 WEDBUSH SECURITIES INC 16,663 478,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.