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HERITAGE FINANCIAL NEW
HERITAGE FINANCIAL NEW. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 49 Institutional holders with a total value of $111,002,079.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JACOBS ASSET MANAGEMENT, LLC 737,957 14,501,000 13.06%
2 WELLINGTON MANAGEMENT GROUP LLP 555,766 10,921,000 9.84%
3 Clover Partners, L.P. 544,859 10,706,000 9.64%
4 ENDEAVOUR CAPITAL ADVISORS INC 541,015 10,631,000 9.58%
5 BANC FUNDS CO LLC 517,297 10,165,000 9.16%
6 EJF Capital LP 380,342 7,474,000 6.73%
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 345,000 6,779,000 6.11%
8 KENNEDY CAPITAL MANAGEMENT LLC 205,620 4,040,000 3.64%
9 BlackRock Institutional Trust Company, N.A. 199,188 3,914,000 3.53%
10 CASTINE CAPITAL MANAGEMENT, LLC 164,000 3,223,000 2.90%
11 VANGUARD GROUP INC 161,018 3,164,000 2.85%
12 DIMENSIONAL FUND ADVISORS LP 123,887 2,434,000 2.19%
13 Boston Partners 118,000 2,319,000 2.09%
14 RENAISSANCE TECHNOLOGIES LLC 113,702 2,234,000 2.01%
15 ADVISORY RESEARCH INC 83,410 1,639,000 1.48%
16 PUTNAM INVESTMENTS LLC 82,541 1,622,000 1.46%
17 Bank of New York Mellon Corp 74,257 1,459,000 1.31%
18 BRIDGEWAY CAPITAL MANAGEMENT, LLC 71,700 1,409,000 1.27%
19 MORGAN STANLEY 66,642 1,310,000 1.18%
20 RUSSELL FRANK CO/ 66,600 1,309,000 1.18%
21 Numeric Investors LLC 54,394 1,069,000 0.96%
22 BOSTON PROVIDENT, L.P. 48,397 951,000 0.86%
23 FJ Capital Management LLC 42,019 826,000 0.74%
24 Teton Advisors, Inc. 39,900 784,000 0.71%
25 BLACKTHORN INVESTMENT GROUP LLC 37,863 744,000 0.67%
26 BlackRock Fund Advisors 33,936 667,000 0.60%
27 Brandywine Global Investment Management, LLC 28,340 557,000 0.50%
28 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 24,684 480,000 0.43%
29 EMERALD MUTUAL FUND ADVISERS TRUST 21,460 422,000 0.38%
30 NORTHERN TRUST CORP 20,092 395,000 0.36%
31 IRIDIAN ASSET MANAGEMENT LLC/CT 19,061 375,000 0.34%
32 GEODE CAPITAL MANAGEMENT, LLC 19,068 374,000 0.34%
33 DEUTSCHE BANK AG\ 17,885 351,000 0.32%
34 WEDGE CAPITAL MANAGEMENT L L P/NC 17,600 346,000 0.31%
35 BLACKROCK ADVISORS LLC 16,870 331,000 0.30%
36 SILVER CAPITAL MANAGEMENT LLC 16,808 330,000 0.30%
37 STONERIDGE INVESTMENT PARTNERS LLC 11,765 231,000 0.21%
38 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 8,000 157,000 0.14%
39 ACADIAN ASSET MANAGEMENT LLC 4,932 97,000 0.09%
40 WELLS FARGO & COMPANY/MN 4,136 81,000 0.07%
41 BANK OF MONTREAL /CAN/ 3,762 74,000 0.07%
42 AXA S.A. 2,000 39,000 0.04%
43 UBS AG 1,194 23,000 0.02%
44 SYNOVUS FINANCIAL CORP 1,000 20,000 0.02%
45 Tower Research Capital LLC (TRC) 790 16,000 0.01%
46 BlackRock Japan Co. Ltd 200 4,000 0.00%
47 BNP PARIBAS FINANCIAL MARKETS 108 2,079 0.00%
48 ALLIANCEBERNSTEIN L.P. 81 2,000 0.00%
49 GLOBEFLEX CAPITAL L P 83 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.