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HERITAGE FINANCIAL NEW
HERITAGE FINANCIAL NEW. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 48 Institutional holders with a total value of $118,244,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JACOBS ASSET MANAGEMENT, LLC 916,224 18,499,000 15.64%
2 Clover Partners, L.P. 572,981 11,568,000 9.78%
3 ENDEAVOUR CAPITAL ADVISORS INC 545,641 11,016,000 9.32%
4 BANC FUNDS CO LLC 532,797 10,757,000 9.10%
5 EJF Capital LP 505,342 10,203,000 8.63%
6 Curi Capital, LLC 356,560 7,199,000 6.09%
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 345,000 6,966,000 5.89%
8 CASTINE CAPITAL MANAGEMENT, LLC 325,000 6,562,000 5.55%
9 BlackRock Institutional Trust Company, N.A. 220,148 4,445,000 3.76%
10 KENNEDY CAPITAL MANAGEMENT LLC 215,031 4,341,000 3.67%
11 VANGUARD GROUP INC 179,318 3,620,000 3.06%
12 RENAISSANCE TECHNOLOGIES LLC 130,485 2,634,000 2.23%
13 DIMENSIONAL FUND ADVISORS LP 127,060 2,565,000 2.17%
14 Boston Partners 118,400 2,390,000 2.02%
15 PUTNAM INVESTMENTS LLC 84,264 1,702,000 1.44%
16 RUSSELL FRANK CO/ 67,000 1,353,000 1.14%
17 Bank of New York Mellon Corp 57,352 1,157,000 0.98%
18 BRIDGEWAY CAPITAL MANAGEMENT, LLC 51,800 1,046,000 0.88%
19 MORGAN STANLEY 47,566 960,000 0.81%
20 Numeric Investors LLC 45,894 927,000 0.78%
21 FJ Capital Management LLC 42,019 848,000 0.72%
22 Teton Advisors, Inc. 39,900 806,000 0.68%
23 BOSTON PROVIDENT, L.P. 35,603 719,000 0.61%
24 SILVER CAPITAL MANAGEMENT LLC 31,864 643,000 0.54%
25 BlackRock Fund Advisors 27,214 549,000 0.46%
26 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 24,684 498,000 0.42%
27 STIFEL FINANCIAL CORP 24,400 489,000 0.41%
28 Brandywine Global Investment Management, LLC 22,982 465,000 0.39%
29 EMERALD MUTUAL FUND ADVISERS TRUST 21,460 433,000 0.37%
30 GEODE CAPITAL MANAGEMENT, LLC 21,337 430,000 0.36%
31 NORTHERN TRUST CORP 20,310 410,000 0.35%
32 BLACKROCK ADVISORS LLC 17,320 350,000 0.30%
33 DEUTSCHE BANK AG\ 16,201 327,000 0.28%
34 WEDGE CAPITAL MANAGEMENT L L P/NC 15,900 321,000 0.27%
35 IRIDIAN ASSET MANAGEMENT LLC/CT 13,481 272,000 0.23%
36 STONERIDGE INVESTMENT PARTNERS LLC 11,290 228,000 0.19%
37 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 5,200 105,000 0.09%
38 Invesco Ltd. 4,560 92,000 0.08%
39 Creative Planning 4,400 89,000 0.08%
40 ACADIAN ASSET MANAGEMENT LLC 4,115 83,000 0.07%
41 BANK OF MONTREAL /CAN/ 3,767 76,000 0.06%
42 AXA S.A. 2,000 40,000 0.03%
43 BlackRock Investment Management, LLC 1,407 28,000 0.02%
44 SYNOVUS FINANCIAL CORP 1,000 20,000 0.02%
45 UBS AG 564 11,000 0.01%
46 FEDERATED HERMES, INC. 87 2,000 0.00%
47 Tower Research Capital LLC (TRC) 4 0 0.00%
48 WELLS FARGO & COMPANY/MN 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.