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HERITAGE FINANCIAL NEW
HERITAGE FINANCIAL NEW. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 62 Institutional holders with a total value of $194,249,228.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GARDNER LEWIS ASSET MANAGEMENT L P 965,828 29,149,000 15.01%
2 CHICAGO CAPITAL MANAGEMENT, LLC 537,517 16,236,000 8.36%
3 BANC FUNDS CO LLC 462,277 13,952,000 7.18%
4 Clover Partners, L.P. 428,413 12,930,000 6.66%
5 MANUFACTURERS LIFE INSURANCE COMPANY, THE 345,944 10,440,000 5.37%
6 DEUTSCHE BANK AG\ 305,932 9,232,000 4.75%
7 Yakira Capital Management, Inc. 289,180 8,727,000 4.49% SH
8 AQR ARBITRAGE LLC 272,676 8,229,000 4.24%
9 BERKLEY W R CORP 265,965 8,034,000 4.14%
10 RENAISSANCE TECHNOLOGIES LLC 243,472 7,348,000 3.78%
11 BlackRock Fund Advisors 240,698 7,264,000 3.74%
12 VANGUARD GROUP INC 212,040 6,400,000 3.29%
13 JACOBS ASSET MANAGEMENT, LLC 203,109 6,130,000 3.16%
14 PRELUDE CAPITAL MANAGEMENT, LLC 176,978 5,341,000 2.75%
15 DIMENSIONAL FUND ADVISORS LP 130,064 3,925,000 2.02%
16 FIRST NEW YORK SECURITIES LLC /NY 118,306 3,570,475 1.84%
17 KENNEDY CAPITAL MANAGEMENT LLC 109,540 3,306,000 1.70%
18 MENDON CAPITAL ADVISORS CORP 95,740 2,889,000 1.49%
19 WOLVERINE ASSET MANAGEMENT LLC 88,414 2,668,000 1.37%
20 MORGAN STANLEY 79,923 2,412,000 1.24%
21 PUTNAM INVESTMENTS LLC 79,734 2,407,000 1.24%
22 STATE STREET CORP 75,138 2,266,000 1.17%
23 Bank of New York Mellon Corp 74,890 2,260,000 1.16%
24 EMERALD MUTUAL FUND ADVISERS TRUST 70,910 2,140,000 1.10%
25 BlackRock Institutional Trust Company, N.A. 64,061 1,933,000 1.00%
26 Curi Capital, LLC 48,497 1,464,000 0.75%
27 Kassirer Asset Management Corp 46,343 1,398,000 0.72%
28 Teton Advisors, Inc. 39,900 1,204,000 0.62%
29 BRIDGEWAY CAPITAL MANAGEMENT, LLC 34,900 1,053,000 0.54%
30 BlackRock Investment Management, LLC 33,344 1,006,000 0.52%
31 Jefferies Group LLC 32,750 988,000 0.51%
32 TIAA CREF INVESTMENT MANAGEMENT LLC 26,803 809,000 0.42%
33 Telemetry Investments, L.L.C. 25,070 757,000 0.39%
34 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 24,684 745,000 0.38%
35 NORTHERN TRUST CORP 21,336 644,000 0.33%
36 STIFEL FINANCIAL CORP 18,187 549,000 0.28%
37 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 16,887 510,000 0.26%
38 MARSHALL WACE, LLP 15,000 453,000 0.23%
39 CREDIT SUISSE AG/ 13,769 416,000 0.21%
40 TEACHERS ADVISORS, LLC 12,529 378,000 0.19%
41 STRS OHIO 11,700 353,000 0.18%
42 WEDGE CAPITAL MANAGEMENT L L P/NC 11,500 347,000 0.18%
43 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 9,374 283,000 0.15%
44 TWO SIGMA INVESTMENTS, LP 8,266 249,000 0.13%
45 RHUMBLINE ADVISERS 8,080 244,000 0.13%
46 IRIDIAN ASSET MANAGEMENT LLC/CT 7,521 227,000 0.12%
47 PANAGORA ASSET MANAGEMENT INC 6,469 195,000 0.10%
48 Nationwide Fund Advisors 5,802 175,000 0.09%
49 AMERICAN INTERNATIONAL GROUP, INC. 5,419 163,545 0.08%
50 BLACKROCK ADVISORS LLC 4,554 137,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.