| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 1,800,677 | 19,917,000 | 18.22% | ||
| 2 | Horizon Kinetics LLC | 1,632,250 | 18,053,000 | 16.52% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,307,346 | 14,459,000 | 13.23% | ||
| 4 | COHEN & STEERS, INC. | 1,104,191 | 12,212,000 | 11.17% | ||
| 5 | Invesco Ltd. | 581,852 | 6,436,000 | 5.89% | PRN | |
| 6 | UBS AG | 467,241 | 5,168,000 | 4.73% | ||
| 7 | MORGAN STANLEY | 276,999 | 3,064,000 | 2.80% | ||
| 8 | PRUDENTIAL PLC | 266,666 | 2,949,000 | 2.70% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 247,205 | 2,734,000 | 2.50% | ||
| 10 | LPL Financial LLC | 191,947 | 2,123,000 | 1.94% | ||
| 11 | Coe Capital Management, LLC | 149,746 | 1,903,000 | 1.74% | ||
| 12 | SIT INVESTMENT ASSOCIATES INC | 157,882 | 1,746,000 | 1.60% | ||
| 13 | Shaker Financial Services, LLC | 156,678 | 1,733,000 | 1.59% | ||
| 14 | B. Riley Wealth Advisors, Inc. | 261,698 | 1,466,872 | 1.34% | ||
| 15 | WELLS FARGO & COMPANY/MN | 121,567 | 1,344,000 | 1.23% | ||
| 16 | CONNING INC. | 90,399 | 1,000,000 | 0.91% | ||
| 17 | Addison Capital Co | 81,314 | 899,000 | 0.82% | ||
| 18 | Robert W. Baird & Co. Inc | 78,952 | 873,000 | 0.80% | ||
| 19 | Index Management Solutions, LLC | 68,272 | 755,000 | 0.69% | ||
| 20 | NATIONAL PLANNING CORP | 65,737 | 727,000 | 0.67% | ||
| 21 | CITIGROUP INC | 64,509 | 713,000 | 0.65% | ||
| 22 | KMS FINANCIAL SERVICES, INC | 61,243 | 677,000 | 0.62% | ||
| 23 | Cambridge Investment Research Advisors, Inc. | 59,625 | 659,000 | 0.60% | ||
| 24 | AVALON CAPITAL MANAGEMENT | 54,000 | 597,000 | 0.55% | ||
| 25 | CSS LLC/IL | 49,652 | 549,000 | 0.50% | ||
| 26 | IMA Advisory Services, Inc. | 49,179 | 544,000 | 0.50% | ||
| 27 | First Allied Advisory Services, Inc. | 46,998 | 518,000 | 0.47% | ||
| 28 | Commonwealth Equity Services, Inc | 41,361 | 457,000 | 0.42% | ||
| 29 | SHUFRO ROSE & CO LLC | 39,400 | 435,000 | 0.40% | ||
| 30 | Creative Planning | 32,839 | 363,000 | 0.33% | ||
| 31 | Janney Montgomery Scott LLC | 25,057 | 277,130 | 0.25% | ||
| 32 | STIFEL FINANCIAL CORP | 24,121 | 267,000 | 0.24% | ||
| 33 | Private Advisor Group, LLC | 22,600 | 250,000 | 0.23% | ||
| 34 | MERIDIAN INVESTMENT COUNSEL INC. | 21,900 | 242,000 | 0.22% | ||
| 35 | Raymond James Financial Services Advisors, Inc. | 21,574 | 239,000 | 0.22% | ||
| 36 | ROYAL BANK OF CANADA | 20,205 | 224,000 | 0.20% | ||
| 37 | McAdams Wright Ragen, Inc. | 19,699 | 217,000 | 0.20% | ||
| 38 | SUNTRUST BANKS INC | 19,627 | 217,000 | 0.20% | ||
| 39 | PNC FINANCIAL SERVICES GROUP, INC. | 17,314 | 191,000 | 0.17% | ||
| 40 | IFC Holdings Incorporated/FL | 15,644 | 174,000 | 0.16% | ||
| 41 | DEUTSCHE BANK AG\ | 15,000 | 165,000 | 0.15% | ||
| 42 | US BANCORP \DE\ | 14,300 | 158,000 | 0.14% | ||
| 43 | Cetera Advisor Networks LLC | 13,446 | 150,000 | 0.14% | ||
| 44 | CREDIT SUISSE AG/ | 13,150 | 145,000 | 0.13% | ||
| 45 | Greenwich Wealth Management LLC | 11,850 | 131,000 | 0.12% | ||
| 46 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 11,476 | 127,000 | 0.12% | ||
| 47 | SYNOVUS FINANCIAL CORP | 11,159 | 123,000 | 0.11% | ||
| 48 | INVESTMENT CENTERS OF AMERICA INC | 10,905 | 121,000 | 0.11% | ||
| 49 | ParenteBeard Wealth Management, LLC | 10,734 | 119,000 | 0.11% | ||
| 50 | WEDBUSH SECURITIES INC | 10,009 | 111,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
