| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 21,100,000 | 22,264,000 | 36.83% | PRN | |
| 2 | OAKTREE CAPITAL MANAGEMENT LP | 12,145,000 | 12,942,000 | 21.41% | PRN | |
| 3 | MORGAN STANLEY | 7,077,000 | 7,572,000 | 12.53% | PRN | |
| 4 | ZAZOVE ASSOCIATES LLC | 4,919,000 | 5,306,000 | 8.78% | PRN | |
| 5 | Apollo Management Holdings, L.P. | 4,400,000 | 4,686,000 | 7.75% | PRN | |
| 6 | THRIVENT FINANCIAL FOR LUTHERANS | 3,250,000 | 3,461,000 | 5.73% | ||
| 7 | DEUTSCHE BANK AG\ | 1,000,000 | 1,060,000 | 1.75% | PRN | |
| 8 | Ameritas Investment Partners, Inc. | 884,000 | 937,000 | 1.55% | PRN | |
| 9 | CREDIT SUISSE AG/ | 361,000 | 383,000 | 0.63% | PRN | |
| 10 | GOLDMAN SACHS GROUP INC | 345,000 | 366,000 | 0.61% | PRN | |
| 11 | IRON Financial LLC | 295,000 | 316,000 | 0.52% | ||
| 12 | BARCLAYS PLC | 272,000 | 288,000 | 0.48% | PRN | |
| 13 | Investors Capital Advisory Services | 227,000 | 240,000 | 0.40% | ||
| 14 | SEI TRUST CO | 153,000 | 162,000 | 0.27% | ||
| 15 | Stanley-Laman Group, Ltd. | 118,000 | 125,000 | 0.21% | PRN | |
| 16 | STIFEL FINANCIAL CORP | 90,100 | 90,000 | 0.15% | PRN | |
| 17 | D.A. DAVIDSON & CO. | 50,000 | 53,000 | 0.09% | ||
| 18 | ROYAL BANK OF CANADA | 40,000 | 42,000 | 0.07% | PRN | |
| 19 | Focused Wealth Management, Inc | 1,000 | 27,000 | 0.04% | ||
| 20 | WELLS FARGO & COMPANY/MN | 25,000 | 27,000 | 0.04% | PRN | |
| 21 | Wellesley Asset Management | 23,463 | 25,192 | 0.04% | PRN | |
| 22 | Cambridge Investment Research Advisors, Inc. | 20,000 | 21,000 | 0.03% | ||
| 23 | HighTower Advisors, LLC | 17,000 | 18,000 | 0.03% | PRN | |
| 24 | JPMORGAN CHASE & CO | 16,000 | 17,000 | 0.03% | PRN | |
| 25 | UBS AG | 15,000 | 16,000 | 0.03% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
