| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 23,100,000 | 24,510,000 | 31.90% | PRN | |
| 2 | OAKTREE CAPITAL MANAGEMENT LP | 14,145,000 | 15,080,000 | 19.62% | PRN | |
| 3 | ZAZOVE ASSOCIATES LLC | 7,419,000 | 7,846,000 | 10.21% | PRN | |
| 4 | MORGAN STANLEY | 7,093,000 | 7,488,000 | 9.74% | PRN | |
| 5 | Apollo Management Holdings, L.P. | 4,400,000 | 4,689,000 | 6.10% | PRN | |
| 6 | Lombard Odier Asset Management (Europe) Ltd | 4,273,000 | 4,447,000 | 5.79% | PRN | |
| 7 | Ameritas Investment Partners, Inc. | 3,384,000 | 3,561,000 | 4.63% | PRN | |
| 8 | THRIVENT FINANCIAL FOR LUTHERANS | 3,000,000 | 3,172,000 | 4.13% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 1,742,000 | 1,833,000 | 2.39% | PRN | |
| 10 | DEUTSCHE BANK AG\ | 1,210,000 | 1,273,000 | 1.66% | PRN | |
| 11 | CREDIT SUISSE AG/ | 1,013,000 | 1,066,000 | 1.39% | PRN | |
| 12 | BARCLAYS PLC | 636,000 | 668,000 | 0.87% | PRN | |
| 13 | IRON Financial LLC | 335,000 | 356,000 | 0.46% | ||
| 14 | Investors Capital Advisory Services | 216,000 | 227,000 | 0.30% | ||
| 15 | Stanley-Laman Group, Ltd. | 118,000 | 125,000 | 0.16% | PRN | |
| 16 | SEI TRUST CO | 103,000 | 108,000 | 0.14% | ||
| 17 | STIFEL FINANCIAL CORP | 94,725 | 95,000 | 0.12% | PRN | |
| 18 | D.A. DAVIDSON & CO. | 91,000 | 95,000 | 0.12% | ||
| 19 | ROYAL BANK OF CANADA | 40,000 | 42,000 | 0.05% | PRN | |
| 20 | UBS AG | 30,000 | 32,000 | 0.04% | PRN | |
| 21 | Wellesley Asset Management | 25,495 | 27,174 | 0.04% | PRN | |
| 22 | WELLS FARGO & COMPANY/MN | 25,000 | 27,000 | 0.04% | PRN | |
| 23 | Cambridge Investment Research Advisors, Inc. | 20,000 | 21,000 | 0.03% | ||
| 24 | HighTower Advisors, LLC | 17,000 | 18,000 | 0.02% | PRN | |
| 25 | JPMORGAN CHASE & CO | 16,000 | 17,000 | 0.02% | PRN | |
| 26 | NEW ENGLAND SECURITIES CORP /MA/ | 10,000 | 11,000 | 0.01% | ||
| 27 | NEXT Financial Group, Inc | 5,000 | 5,000 | 0.01% | ||
| 28 | Creative Planning | 3,000 | 3,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
