| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 23,100,000 | 24,793,000 | 32.05% | PRN | |
| 2 | OAKTREE CAPITAL MANAGEMENT LP | 13,145,000 | 14,175,000 | 18.32% | PRN | |
| 3 | MORGAN STANLEY | 8,002,000 | 8,543,000 | 11.04% | PRN | |
| 4 | ZAZOVE ASSOCIATES LLC | 7,419,000 | 7,920,000 | 10.24% | PRN | |
| 5 | Apollo Management Holdings, L.P. | 4,400,000 | 4,697,000 | 6.07% | PRN | |
| 6 | IRON Financial LLC | 355,000 | 3,772,000 | 4.88% | ||
| 7 | Ameritas Investment Partners, Inc. | 3,384,000 | 3,595,000 | 4.65% | PRN | |
| 8 | THRIVENT FINANCIAL FOR LUTHERANS | 3,000,000 | 3,202,000 | 4.14% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 2,640,000 | 2,805,000 | 3.63% | PRN | |
| 10 | DEUTSCHE BANK AG\ | 1,206,000 | 1,280,000 | 1.65% | PRN | |
| 11 | CREDIT SUISSE AG/ | 973,000 | 1,034,000 | 1.34% | PRN | |
| 12 | Lombard Odier Asset Management (Switzerland) SA | 473,000 | 505,000 | 0.65% | PRN | |
| 13 | Investors Capital Advisory Services | 212,000 | 225,000 | 0.29% | ||
| 14 | Stanley-Laman Group, Ltd. | 118,000 | 127,000 | 0.16% | PRN | |
| 15 | SEI INVESTMENTS CO | 103,000 | 109,000 | 0.14% | ||
| 16 | CITIGROUP INC | 94,000 | 100,000 | 0.13% | PRN | |
| 17 | D.A. DAVIDSON & CO. | 91,000 | 97,000 | 0.13% | ||
| 18 | STIFEL FINANCIAL CORP | 95,625 | 96,000 | 0.12% | PRN | |
| 19 | ROYAL BANK OF CANADA | 40,000 | 43,000 | 0.06% | PRN | |
| 20 | BARCLAYS PLC | 36,000 | 38,000 | 0.05% | PRN | |
| 21 | HighTower Advisors, LLC | 30,000 | 32,000 | 0.04% | PRN | |
| 22 | UBS Group AG | 30,000 | 32,000 | 0.04% | PRN | |
| 23 | Wellesley Asset Management | 29,264 | 31,743 | 0.04% | PRN | |
| 24 | WELLS FARGO & COMPANY/MN | 25,000 | 27,000 | 0.03% | PRN | |
| 25 | Sigma Planning Corp | 24,000 | 26,000 | 0.03% | ||
| 26 | Cambridge Investment Research Advisors, Inc. | 20,000 | 21,000 | 0.03% | ||
| 27 | JPMORGAN CHASE & CO | 16,000 | 17,000 | 0.02% | PRN | |
| 28 | NEW ENGLAND SECURITIES CORP /MA/ | 10,000 | 11,000 | 0.01% | ||
| 29 | NEXT Financial Group, Inc | 5,000 | 5,000 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
