| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NEXT Financial Group, Inc | 5,000 | 5,000 | 0.00% | PRN | |
| 2 | MSI Financial Services Inc | 10,000 | 10,000 | 0.01% | ||
| 3 | SONORA INVESTMENT MANAGEMENT, LLC | 12,000 | 12,233 | 0.01% | ||
| 4 | Raymond James Financial Services Advisors, Inc. | 14,000 | 14,000 | 0.01% | PRN | |
| 5 | UBS Group AG | 15,000 | 15,000 | 0.01% | PRN | |
| 6 | Wellesley Asset Management | 15,662 | 16,073 | 0.01% | PRN | |
| 7 | HighTower Advisors, LLC | 18,000 | 18,000 | 0.01% | PRN | |
| 8 | Creative Planning | 19,000 | 19,000 | 0.01% | PRN | |
| 9 | WELLS FARGO & COMPANY/MN | 32,000 | 32,000 | 0.03% | PRN | |
| 10 | STIFEL FINANCIAL CORP | 86,806 | 87,000 | 0.07% | PRN | |
| 11 | Cetera Advisors LLC | 90,000 | 92,000 | 0.07% | PRN | |
| 12 | SEI INVESTMENTS CO | 113,000 | 115,000 | 0.09% | ||
| 13 | Stanley-Laman Group, Ltd. | 118,000 | 121,000 | 0.10% | PRN | |
| 14 | Cambridge Investment Research Advisors, Inc. | 120,000 | 123,000 | 0.10% | ||
| 15 | Investors Capital Advisory Services | 154,000 | 157,000 | 0.12% | ||
| 16 | JPMORGAN CHASE & CO | 217,000 | 221,000 | 0.17% | PRN | |
| 17 | CITIGROUP INC | 300,000 | 306,000 | 0.24% | PRN | |
| 18 | RWC Asset Management LLP | 350,000 | 358,000 | 0.28% | PRN | |
| 19 | GOLDMAN SACHS GROUP INC | 486,000 | 496,000 | 0.39% | PRN | |
| 20 | DEUTSCHE BANK AG\ | 1,124,000 | 1,147,000 | 0.90% | PRN | |
| 21 | Ameritas Investment Partners, Inc. | 3,384,000 | 3,455,000 | 2.72% | PRN | |
| 22 | THRIVENT FINANCIAL FOR LUTHERANS | 3,800,000 | 3,900,000 | 3.07% | ||
| 23 | ROYAL BANK OF CANADA | 4,761,000 | 4,843,000 | 3.81% | PRN | |
| 24 | SSI INVESTMENT MANAGEMENT LLC | 4,945,000 | 5,048,000 | 3.97% | PRN | |
| 25 | MORGAN STANLEY | 6,612,000 | 6,766,000 | 5.32% | PRN | |
| 26 | D. E. Shaw & Co., Inc. | 9,350,000 | 9,571,000 | 7.53% | PRN | |
| 27 | ZAZOVE ASSOCIATES LLC | 9,508,000 | 9,758,000 | 7.68% | PRN | |
| 28 | BANK OF AMERICA CORP /DE/ | 11,574,000 | 11,820,000 | 9.30% | PRN | |
| 29 | CAPSTONE INVESTMENT ADVISORS, LLC | 12,200,000 | 12,483,000 | 9.82% | ||
| 30 | CITADEL ADVISORS LLC | 13,388,000 | 13,709,000 | 10.78% | PRN | |
| 31 | BARCLAYS PLC | 14,299,000 | 14,585,000 | 11.47% | PRN | |
| 32 | Allianz Asset Management GmbH | 27,365,000 | 27,835,000 | 21.89% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
