| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 30,943,000 | 31,794,000 | 31.51% | PRN | |
| 2 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 11,869,000 | 12,062,000 | 11.96% | ||
| 3 | VICTORY CAPITAL MANAGEMENT INC | 9,153,396 | 9,302,000 | 9.22% | PRN | |
| 4 | OAKTREE CAPITAL MANAGEMENT LP | 9,000,000 | 9,275,000 | 9.19% | PRN | |
| 5 | CREDIT SUISSE AG/ | 6,465,000 | 6,571,000 | 6.51% | PRN | |
| 6 | JPMORGAN CHASE & CO | 4,968,000 | 5,123,000 | 5.08% | PRN | |
| 7 | STEELHEAD PARTNERS LLC | 4,383,000 | 4,514,000 | 4.47% | PRN | |
| 8 | DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN | 4,250,000 | 4,359,000 | 4.32% | PRN | |
| 9 | BESSEMER GROUP INC | 4,000,000 | 4,182,000 | 4.15% | PRN | |
| 10 | TEALWOOD ASSET MANAGEMENT INC | 3,364,000 | 3,443,000 | 3.41% | PRN | |
| 11 | Bank of New York Mellon Corp | 2,905,000 | 2,995,000 | 2.97% | ||
| 12 | THRIVENT FINANCIAL FOR LUTHERANS | 2,650,000 | 2,693,000 | 2.67% | ||
| 13 | GABELLI FUNDS LLC | 2,000,000 | 2,033,000 | 2.02% | PRN | |
| 14 | KEYBANK NATIONAL ASSOCIATION/OH | 605,000 | 615,000 | 0.61% | ||
| 15 | MORGAN STANLEY | 486,000 | 493,000 | 0.49% | PRN | |
| 16 | LPL Financial LLC | 355,000 | 363,000 | 0.36% | PRN | |
| 17 | Hedeker Wealth, LLC | 288 | 292,000 | 0.29% | PRN | |
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 165,000 | 168,000 | 0.17% | ||
| 19 | STIFEL FINANCIAL CORP | 101,624 | 100,000 | 0.10% | PRN | |
| 20 | PARALLEL ADVISORS, LLC | 75,000 | 77,000 | 0.08% | ||
| 21 | ADVISOR GROUP, INC. | 63 | 64,000 | 0.06% | PRN | |
| 22 | BANK OF AMERICA CORP /DE/ | 60,000 | 61,000 | 0.06% | PRN | |
| 23 | FDx Advisors, Inc. | 55,000 | 56,000 | 0.06% | ||
| 24 | Creative Planning | 55,000 | 56,000 | 0.06% | PRN | |
| 25 | WELLS FARGO & COMPANY/MN | 50,000 | 51,000 | 0.05% | PRN | |
| 26 | HighTower Advisors, LLC | 35,000 | 36,000 | 0.04% | PRN | |
| 27 | Jefferies Group LLC | 33,000 | 34,000 | 0.03% | PRN | |
| 28 | Raymond James Financial Services Advisors, Inc. | 16,000 | 16,000 | 0.02% | PRN | |
| 29 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 15,000 | 15,000 | 0.01% | PRN | |
| 30 | Commonwealth Equity Services, Inc | 14,000 | 14,000 | 0.01% | ||
| 31 | Sigma Planning Corp | 10,000 | 10,000 | 0.01% | ||
| 32 | D.A. DAVIDSON & CO. | 10,000 | 10,000 | 0.01% | ||
| 33 | Wellesley Asset Management | 6,475 | 6,580 | 0.01% | PRN | |
| 34 | IFP ADVISORS, INC | 5,000 | 5,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
