| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 27,744,000 | 28,491,000 | 35.91% | PRN | |
| 2 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 11,279,000 | 11,455,000 | 14.44% | ||
| 3 | VICTORY CAPITAL MANAGEMENT INC | 9,044,320 | 9,185,000 | 11.58% | PRN | |
| 4 | CREDIT SUISSE AG/ | 540,792 | 6,382,000 | 8.04% | PRN | |
| 5 | OAKTREE CAPITAL MANAGEMENT LP | 4,285,000 | 4,393,000 | 5.54% | PRN | |
| 6 | BESSEMER GROUP INC | 4,000,000 | 4,167,000 | 5.25% | PRN | |
| 7 | JPMORGAN CHASE & CO | 3,874,000 | 3,991,000 | 5.03% | PRN | |
| 8 | STEELHEAD PARTNERS LLC | 3,000,000 | 3,075,000 | 3.88% | PRN | |
| 9 | THRIVENT FINANCIAL FOR LUTHERANS | 2,650,000 | 2,705,000 | 3.41% | ||
| 10 | GABELLI FUNDS LLC | 1,500,000 | 1,523,000 | 1.92% | PRN | |
| 11 | Bank of New York Mellon Corp | 1,105,000 | 1,138,000 | 1.43% | ||
| 12 | KEYBANK NATIONAL ASSOCIATION/OH | 698,000 | 709,000 | 0.89% | ||
| 13 | MORGAN STANLEY | 519,000 | 527,000 | 0.66% | PRN | |
| 14 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 5,000 | 515,000 | 0.65% | ||
| 15 | Investors Capital Advisory Services | 337,000 | 342,000 | 0.43% | ||
| 16 | DEUTSCHE BANK AG\ | 277,000 | 281,000 | 0.35% | PRN | |
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 145,000 | 147,000 | 0.19% | ||
| 18 | STIFEL FINANCIAL CORP | 76,172 | 76,000 | 0.10% | PRN | |
| 19 | ADVISOR GROUP, INC. | 63 | 63,000 | 0.08% | PRN | |
| 20 | WELLS FARGO & COMPANY/MN | 25,000 | 26,000 | 0.03% | PRN | |
| 21 | LPL Financial LLC | 25,000 | 26,000 | 0.03% | ||
| 22 | Wellesley Asset Management | 19,058 | 19,451 | 0.02% | PRN | |
| 23 | Raymond James Financial Services Advisors, Inc. | 16,000 | 16,000 | 0.02% | PRN | |
| 24 | VSR Financial Services, Inc. | 15,000 | 15,000 | 0.02% | PRN | |
| 25 | Commonwealth Equity Services, Inc | 14,000 | 14,000 | 0.02% | ||
| 26 | Jefferies Group LLC | 13,000 | 13,000 | 0.02% | PRN | |
| 27 | HighTower Advisors, LLC | 13,000 | 13,000 | 0.02% | PRN | |
| 28 | FDx Advisors, Inc. | 11,000 | 11,000 | 0.01% | ||
| 29 | D.A. DAVIDSON & CO. | 10,000 | 10,000 | 0.01% | ||
| 30 | Creative Planning | 7,000 | 7,000 | 0.01% | PRN | |
| 31 | IFP ADVISORS, INC | 5,000 | 5,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
