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CARDICA INC
CARDICA INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 26 Institutional holders with a total value of $12,881,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 887,499 3,159,000 24.52%
2 Camber Capital Management LP 837,483 2,981,000 23.14%
3 PRIMECAP MANAGEMENT CO/CA/ 601,350 2,141,000 16.62%
4 SABBY MANAGEMENT, LLC 498,600 1,775,000 13.78%
5 VANGUARD GROUP INC 214,994 766,000 5.95%
6 DAFNA Capital Management LLC 140,275 499,000 3.87%
7 PERKINS CAPITAL MANAGEMENT INC 123,038 438,000 3.40%
8 ACUTA CAPITAL PARTNERS, LLC 120,958 431,000 3.35%
9 RENAISSANCE TECHNOLOGIES LLC 49,872 178,000 1.38%
10 Geduld E E 40,000 142,000 1.10%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 34,589 123,000 0.95%
12 GEODE CAPITAL MANAGEMENT, LLC 30,873 109,000 0.85%
13 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 21,000 75,000 0.58%
14 PATHSTONE FAMILY OFFICE, LLC 5,646 20,000 0.16%
15 BLACKROCK ADVISORS LLC 3,562 13,000 0.10%
16 BlackRock Fund Advisors 2,417 9,000 0.07%
17 Tower Research Capital LLC (TRC) 1,379 5,000 0.04%
18 CITIGROUP INC 1,516 5,000 0.04%
19 UBS Group AG 1,117 4,000 0.03%
20 WELLS FARGO & COMPANY/MN 1,095 4,000 0.03%
21 MORGAN STANLEY 237 1,000 0.01%
22 BANK OF AMERICA CORP /DE/ 150 1,000 0.01%
23 US BANCORP \DE\ 400 1,000 0.01%
24 JPMORGAN CHASE & CO 400 1,000 0.01%
25 MSI Financial Services Inc 100 0 0.00%
26 MANUFACTURERS LIFE INSURANCE COMPANY, THE 51 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.