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ADVERUM BIOTECHNOLOGIES INC
ADVERUM BIOTECHNOLOGIES INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 77 Institutional holders with a total value of $62,658,851.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 3,774,845 15,515,000 24.76%
2 Numeric Investors LLC 1,225,545 5,037,000 8.04%
3 BlackRock Fund Advisors 1,194,090 4,908,000 7.83%
4 VHCP Management, LLC 1,102,735 4,532,000 7.23%
5 RENAISSANCE TECHNOLOGIES LLC 1,004,400 4,128,000 6.59%
6 EcoR1 Capital, LLC 946,263 3,889,000 6.21%
7 VANGUARD GROUP INC 658,188 2,705,000 4.32%
8 BlackRock Institutional Trust Company, N.A. 457,325 1,880,000 3.00%
9 PRIMECAP MANAGEMENT CO/CA/ 426,300 1,752,000 2.80%
10 SABBY MANAGEMENT, LLC 402,603 1,655,000 2.64%
11 BRIDGEWAY CAPITAL MANAGEMENT, LLC 340,297 1,399,000 2.23%
12 STATE STREET CORP 297,156 1,220,000 1.95%
13 VHCP MANAGEMENT II, LLC 280,000 1,151,000 1.84%
14 Connor, Clark & Lunn Investment Management Ltd. 262,250 1,078,000 1.72%
15 DEUTSCHE BANK AG\ 259,539 1,065,000 1.70%
16 NORTHERN TRUST CORP 221,258 910,000 1.45%
17 PANAGORA ASSET MANAGEMENT INC 199,069 818,000 1.31%
18 JW Asset Management, LLC 189,919 781,000 1.25%
19 NORGES BANK 167,273 657,000 1.05%
20 Rhenman & Partners Asset Management AB 154,006 632,965 1.01%
21 GEODE CAPITAL MANAGEMENT, LLC 124,556 511,000 0.82%
22 SCHRODER INVESTMENT MANAGEMENT GROUP 110,939 456,000 0.73%
23 BlackRock Investment Management, LLC 109,597 450,000 0.72%
24 EMERALD ACQUISITION LTD. 108,326 446,000 0.71%
25 BOGLE INVESTMENT MANAGEMENT L P /DE/ 98,382 404,000 0.64%
26 TIAA CREF INVESTMENT MANAGEMENT LLC 93,219 383,000 0.61%
27 ROYCE & ASSOCIATES LP 92,346 380,000 0.61%
28 TFS CAPITAL LLC 77,645 319,000 0.51%
29 Bank of New York Mellon Corp 67,346 277,000 0.44%
30 KNOTT DAVID M 66,000 271,000 0.43%
31 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 52,000 214,000 0.34%
32 GILDER GAGNON HOWE & CO LLC 50,876 209,000 0.33%
33 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 48,737 200,000 0.32%
34 JPMORGAN CHASE & CO 47,709 196,000 0.31%
35 PDT Partners, LLC 40,246 165,000 0.26%
36 PARAMETRIC PORTFOLIO ASSOCIATES LLC 34,479 142,000 0.23%
37 GOLDMAN SACHS GROUP INC 32,773 135,000 0.22%
38 TEACHERS ADVISORS, LLC 30,703 126,000 0.20%
39 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 28,209 116,000 0.19%
40 ProShare Advisors LLC 28,344 116,000 0.19%
41 RHUMBLINE ADVISERS 24,772 102,000 0.16%
42 ALLIANCEBERNSTEIN L.P. 24,300 100,000 0.16%
43 DIMENSIONAL FUND ADVISORS LP 22,325 92,000 0.15%
44 Redmile Group, LLC 22,236 91,000 0.15%
45 TWO SIGMA SECURITIES, LLC 21,239 87,000 0.14%
46 NEW YORK STATE COMMON RETIREMENT FUND 17,900 74,000 0.12%
47 Nationwide Fund Advisors 16,437 68,000 0.11%
48 Integre Asset Management, LLC 15,475 64,000 0.10%
49 CREDIT SUISSE AG/ 14,647 60,000 0.10%
50 WELLS FARGO & COMPANY/MN 14,447 59,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.