Dark
Light
System
Security
ADVERUM BIOTECHNOLOGIES INC
ADVERUM BIOTECHNOLOGIES INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 78 Institutional holders with a total value of $49,822,895.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 3,865,153 12,214,000 24.51%
2 Numeric Investors LLC 1,134,931 3,586,000 7.20%
3 BlackRock Fund Advisors 1,107,900 3,501,000 7.03%
4 VHCP Management, LLC 1,102,735 3,485,000 6.99%
5 SABBY MANAGEMENT, LLC 779,926 2,465,000 4.95%
6 RENAISSANCE TECHNOLOGIES LLC 735,137 2,323,000 4.66%
7 VANGUARD GROUP INC 689,788 2,180,000 4.38%
8 GREAT POINT PARTNERS LLC 550,116 1,738,000 3.49%
9 BlackRock Institutional Trust Company, N.A. 433,201 1,369,000 2.75%
10 PRIMECAP MANAGEMENT CO/CA/ 423,900 1,340,000 2.69%
11 NORTHERN TRUST CORP 370,745 1,172,000 2.35%
12 Connor, Clark & Lunn Investment Management Ltd. 302,450 956,000 1.92%
13 STATE STREET CORP 294,140 929,000 1.86%
14 VHCP MANAGEMENT II, LLC 280,000 885,000 1.78%
15 DEUTSCHE BANK AG\ 255,214 806,000 1.62%
16 PANAGORA ASSET MANAGEMENT INC 210,163 664,000 1.33%
17 ROYCE & ASSOCIATES LP 193,346 611,000 1.23%
18 JW Asset Management, LLC 189,919 600,000 1.20%
19 Granite Point Capital Management, L.P. 186,544 589,000 1.18%
20 NORGES BANK 167,273 529,000 1.06%
21 TFS CAPITAL LLC 159,364 504,000 1.01%
22 Rhenman & Partners Asset Management AB 154,006 487,000 0.98%
23 BOGLE INVESTMENT MANAGEMENT L P /DE/ 146,520 463,000 0.93%
24 TIAA CREF INVESTMENT MANAGEMENT LLC 141,984 449,000 0.90%
25 DAFNA Capital Management LLC 140,600 444,000 0.89%
26 BRIDGEWAY CAPITAL MANAGEMENT, LLC 139,039 439,000 0.88%
27 AQR CAPITAL MANAGEMENT LLC 123,953 392,000 0.79%
28 GEODE CAPITAL MANAGEMENT, LLC 122,365 386,000 0.77%
29 SCHRODER INVESTMENT MANAGEMENT GROUP 110,939 351,000 0.70%
30 MILLENNIUM MANAGEMENT LLC 98,100 310,000 0.62%
31 BlackRock Investment Management, LLC 91,859 290,000 0.58%
32 D. E. Shaw & Co., Inc. 91,205 288,000 0.58%
33 GOLDMAN SACHS GROUP INC 67,624 214,000 0.43%
34 Bank of New York Mellon Corp 60,721 192,000 0.39%
35 OXFORD ASSET MANAGEMENT LLP 60,477 191,000 0.38%
36 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 52,000 164,000 0.33%
37 GILDER GAGNON HOWE & CO LLC 50,888 161,000 0.32%
38 CREDIT SUISSE AG/ 49,696 157,000 0.32%
39 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 48,237 152,000 0.31%
40 PDT Partners, LLC 46,646 147,000 0.30%
41 TWO SIGMA ADVISERS, LP 44,200 140,000 0.28%
42 TEACHERS ADVISORS, LLC 36,789 116,000 0.23%
43 ProShare Advisors LLC 33,496 106,000 0.21%
44 JPMORGAN CHASE & CO 32,250 102,000 0.20%
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 29,521 93,000 0.19%
46 PARAMETRIC PORTFOLIO ASSOCIATES LLC 28,948 91,000 0.18%
47 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 28,209 90,000 0.18%
48 ALLIANCEBERNSTEIN L.P. 26,200 83,000 0.17%
49 RHUMBLINE ADVISERS 24,272 77,000 0.15%
50 Redmile Group, LLC 22,236 70,000 0.14%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.