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ADVERUM BIOTECHNOLOGIES INC
ADVERUM BIOTECHNOLOGIES INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 83 Institutional holders with a total value of $43,744,064.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 3,706,402 10,749,000 24.57%
2 Numeric Investors LLC 1,235,345 3,583,000 8.19%
3 VHCP Management, LLC 1,102,735 3,198,000 7.31%
4 RENAISSANCE TECHNOLOGIES LLC 969,700 2,812,000 6.43%
5 EcoR1 Capital, LLC 874,447 2,536,000 5.80%
6 BlackRock Fund Advisors 758,714 2,200,000 5.03%
7 VANGUARD GROUP INC 485,779 1,409,000 3.22%
8 BlackRock Institutional Trust Company, N.A. 478,837 1,389,000 3.18%
9 PRIMECAP MANAGEMENT CO/CA/ 425,600 1,234,000 2.82%
10 BRIDGEWAY CAPITAL MANAGEMENT, LLC 363,400 1,054,000 2.41%
11 MILLENNIUM MANAGEMENT LLC 339,471 984,000 2.25%
12 STATE STREET CORP 321,273 934,000 2.14%
13 SABBY MANAGEMENT, LLC 283,306 822,000 1.88%
14 VHCP MANAGEMENT II, LLC 280,000 812,000 1.86%
15 683 Capital Management, LLC 250,000 725,000 1.66%
16 Connor, Clark & Lunn Investment Management Ltd. 230,350 668,000 1.53%
17 NORTHERN TRUST CORP 222,695 646,000 1.48%
18 PANAGORA ASSET MANAGEMENT INC 183,673 533,000 1.22%
19 JW Asset Management, LLC 178,654 519,000 1.19%
20 NORGES BANK 167,273 485,000 1.11%
21 Rhenman & Partners Asset Management AB 154,006 447,000 1.02%
22 GEODE CAPITAL MANAGEMENT, LLC 131,182 380,000 0.87%
23 Granite Point Capital Management, L.P. 130,001 377,000 0.86%
24 Anson Funds Management LP 128,539 373,000 0.85%
25 SCHRODER INVESTMENT MANAGEMENT GROUP 110,939 322,000 0.74%
26 BlackRock Investment Management, LLC 109,597 318,000 0.73%
27 JPMORGAN CHASE & CO 109,563 317,000 0.72%
28 DEUTSCHE BANK AG\ 106,523 307,000 0.70%
29 TIAA CREF INVESTMENT MANAGEMENT LLC 75,667 219,000 0.50%
30 Bank of New York Mellon Corp 72,564 211,000 0.48%
31 MORGAN STANLEY 68,875 200,000 0.46%
32 KNOTT DAVID M 66,000 191,000 0.44%
33 WELLS FARGO & COMPANY/MN 56,151 163,000 0.37%
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 54,881 159,000 0.36%
35 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 52,000 151,000 0.35%
36 TEZA CAPITAL MANAGEMENT LLC 51,060 148,000 0.34%
37 GILDER GAGNON HOWE & CO LLC 50,876 148,000 0.34%
38 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 48,037 139,000 0.32%
39 TEACHERS ADVISORS, LLC 39,037 113,000 0.26%
40 BOGLE INVESTMENT MANAGEMENT L P /DE/ 37,555 108,000 0.25%
41 GOLDMAN SACHS GROUP INC 37,254 108,000 0.25%
42 PDT Partners, LLC 34,546 100,000 0.23%
43 HIGHBRIDGE CAPITAL MANAGEMENT LLC 33,170 96,000 0.22%
44 DIMENSIONAL FUND ADVISORS LP 32,429 94,000 0.21%
45 PARAMETRIC PORTFOLIO ASSOCIATES LLC 29,320 85,000 0.19%
46 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 28,209 82,000 0.19%
47 TURNER INVESTMENTS LLC 25,000 73,000 0.17%
48 CITIGROUP INC 25,150 73,000 0.17%
49 ALLIANCEBERNSTEIN L.P. 24,300 70,000 0.16%
50 Redmile Group, LLC 22,236 64,000 0.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.