| 1 |
Advisors Asset Management, Inc. |
682,258 |
7,061,000 |
32.17% |
|
|
| 2 |
Horizon Kinetics LLC |
379,618 |
3,929,000 |
17.90% |
|
|
| 3 |
UBS Group AG |
255,646 |
2,646,000 |
12.06% |
|
|
| 4 |
MARINER INVESTMENT GROUP LLC |
230,685 |
2,388,000 |
10.88% |
|
|
| 5 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
217,228 |
2,248,000 |
10.24% |
|
|
| 6 |
MORGAN STANLEY |
113,341 |
1,173,000 |
5.34% |
|
|
| 7 |
Yorktown Management & Research Co Inc |
72,900 |
755,000 |
3.44% |
|
|
| 8 |
Invesco Ltd. |
48,918 |
506,000 |
2.31% |
|
|
| 9 |
STIFEL FINANCIAL CORP |
35,751 |
370,000 |
1.69% |
|
|
| 10 |
LPL Financial LLC |
30,914 |
322,000 |
1.47% |
|
|
| 11 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
22,776 |
236,000 |
1.08% |
|
|
| 12 |
Laurion Capital Management LP |
12,826 |
133,000 |
0.61% |
|
|
| 13 |
PROFICIO CAPITAL PARTNERS LLC |
5,000 |
53,000 |
0.24% |
|
|
| 14 |
MSI Financial Services Inc |
4,070 |
42,000 |
0.19% |
|
|
| 15 |
WELLS FARGO & COMPANY/MN |
2,375 |
25,000 |
0.11% |
|
|
| 16 |
BANK OF AMERICA CORP /DE/ |
1,894 |
20,000 |
0.09% |
|
|
| 17 |
WFG Advisors, LP |
1,975 |
20,000 |
0.09% |
|
|
| 18 |
D.A. DAVIDSON & CO. |
1,500 |
15,000 |
0.07% |
|
|
| 19 |
NEXT Financial Group, Inc |
540 |
5,000 |
0.02% |
|
|
| 20 |
Tower Research Capital LLC (TRC) |
205 |
2,000 |
0.01% |
|
|
| 21 |
FIRST MANHATTAN CO. LLC. |
2 |
0 |
0.00% |
|
|
