| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 576,615 | 6,170,000 | 28.46% | ||
| 2 | Horizon Kinetics LLC | 306,814 | 3,280,000 | 15.13% | ||
| 3 | UBS Group AG | 272,087 | 2,909,000 | 13.42% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 192,532 | 2,058,000 | 9.49% | ||
| 5 | MARINER INVESTMENT GROUP LLC | 155,405 | 1,661,000 | 7.66% | ||
| 6 | Invesco Ltd. | 99,717 | 1,066,000 | 4.92% | ||
| 7 | Bain Capital Credit, LP | 98,708 | 1,055,000 | 4.87% | ||
| 8 | Yorktown Management & Research Co Inc | 72,900 | 780,000 | 3.60% | ||
| 9 | MORGAN STANLEY | 67,388 | 720,000 | 3.32% | ||
| 10 | LPL Financial LLC | 35,967 | 383,000 | 1.77% | ||
| 11 | STIFEL FINANCIAL CORP | 29,859 | 315,000 | 1.45% | ||
| 12 | WELLS FARGO & COMPANY/MN | 27,378 | 293,000 | 1.35% | ||
| 13 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 22,776 | 244,000 | 1.13% | ||
| 14 | ROBINSON CAPITAL MANAGEMENT, LLC | 19,800 | 212,000 | 0.98% | ||
| 15 | GUGGENHEIM CAPITAL LLC | 19,227 | 206,000 | 0.95% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 12,136 | 129,000 | 0.60% | ||
| 17 | PROFICIO CAPITAL PARTNERS LLC | 5,000 | 53,000 | 0.24% | ||
| 18 | MSI Financial Services Inc | 4,119 | 44,000 | 0.20% | ||
| 19 | SEI INVESTMENTS CO | 2,335 | 25,000 | 0.12% | ||
| 20 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2,000 | 21,000 | 0.10% | ||
| 21 | WFG Advisors, LP | 1,975 | 21,000 | 0.10% | ||
| 22 | D.A. DAVIDSON & CO. | 1,500 | 16,000 | 0.07% | ||
| 23 | Creative Planning | 1,077 | 12,000 | 0.06% | ||
| 24 | NEXT Financial Group, Inc | 540 | 6,000 | 0.03% | ||
| 25 | FIRST MANHATTAN CO. LLC. | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
