| 1 |
Advisors Asset Management, Inc. |
409,363 |
4,605,000 |
26.42% |
|
|
| 2 |
UBS Group AG |
248,208 |
2,792,000 |
16.02% |
|
|
| 3 |
Horizon Kinetics LLC |
223,091 |
2,510,000 |
14.40% |
|
|
| 4 |
Invesco Ltd. |
115,446 |
1,299,000 |
7.45% |
|
|
| 5 |
MORGAN STANLEY |
99,569 |
1,120,000 |
6.43% |
|
|
| 6 |
Bain Capital Credit, LP |
78,724 |
886,000 |
5.08% |
|
|
| 7 |
WELLS FARGO & COMPANY/MN |
61,842 |
696,000 |
3.99% |
|
|
| 8 |
MARINER INVESTMENT GROUP LLC |
57,770 |
650,000 |
3.73% |
|
|
| 9 |
ROBINSON CAPITAL MANAGEMENT, LLC |
53,241 |
599,000 |
3.44% |
|
|
| 10 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
45,154 |
508,000 |
2.91% |
|
|
| 11 |
LPL Financial LLC |
38,185 |
434,000 |
2.49% |
|
|
| 12 |
STIFEL FINANCIAL CORP |
27,299 |
306,000 |
1.76% |
|
|
| 13 |
GUGGENHEIM CAPITAL LLC |
24,596 |
277,000 |
1.59% |
|
|
| 14 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
22,776 |
257,000 |
1.47% |
|
|
| 15 |
Commonwealth Equity Services, Inc |
11,991 |
135,000 |
0.77% |
|
|
| 16 |
ADVISOR GROUP, INC. |
7,835 |
88,000 |
0.50% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
5,763 |
65,000 |
0.37% |
|
|
| 18 |
PROFICIO CAPITAL PARTNERS LLC |
5,000 |
56,000 |
0.32% |
|
|
| 19 |
MSI Financial Services Inc |
3,773 |
42,000 |
0.24% |
|
|
| 20 |
SEI INVESTMENTS CO |
2,335 |
26,000 |
0.15% |
|
|
| 21 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
2,000 |
23,000 |
0.13% |
|
|
| 22 |
WFG Advisors, LP |
1,975 |
22,000 |
0.13% |
|
|
| 23 |
D.A. DAVIDSON & CO. |
1,500 |
16,000 |
0.09% |
|
|
| 24 |
IBEX WEALTH ADVISORS |
855 |
10,000 |
0.06% |
|
|
| 25 |
NEXT Financial Group, Inc |
540 |
6,000 |
0.03% |
|
|
| 26 |
FIRST MANHATTAN CO. LLC. |
2 |
0 |
0.00% |
|
|
| 27 |
YORKBRIDGE WEALTH PARTNERS, LLC |
30 |
0 |
0.00% |
|
|
