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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 39 Institutional holders with a total value of $182,036,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Hudock, Inc. 88 1,000 0.00%
2 ENVESTNET ASSET MANAGEMENT INC 457 10,000 0.01%
3 GLOBAL RETIREMENT PARTNERS, LLC 700 15,000 0.01%
4 WFG Advisors, LP 1,000 22,000 0.01%
5 BENJAMIN F. EDWARDS & COMPANY, INC. 1,001 22,000 0.01%
6 IHT WEALTH MANAGEMENT, LLC 1,500 33,000 0.02%
7 BELLWETHER INVESTMENT GROUP, LLC 5,035 109,000 0.06%
8 CETERA INVESTMENT ADVISERS 9,829 211,000 0.12%
9 US BANCORP \DE\ 11,309 244,000 0.13%
10 FormulaFolio Investments, LLC 11,532 249,000 0.14%
11 Janney Montgomery Scott LLC 15,980 345,000 0.19%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,385 418,000 0.23%
13 Stratos Wealth Partners, LTD. 23,696 511,000 0.28%
14 Jaffetilchin Investment Partners, LLC 25,943 560,000 0.31%
15 CITADEL ADVISORS LLC 26,550 573,000 0.31%
16 IFC Holdings Incorporated/FL 30,644 662,000 0.36%
17 Cambridge Investment Research Advisors, Inc. 38,088 822,000 0.45%
18 Frontier Wealth Management LLC 38,703 835,000 0.46%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 42,651 920,000 0.51%
20 MARINER INDEPENDENT ADVISOR NETWORK, LLC 47,107 1,017,000 0.56%
21 NATIONAL PLANNING CORP 51,594 1,144,000 0.63%
22 D.A. DAVIDSON & CO. 62,858 1,356,000 0.74%
23 Cetera Advisors LLC 68,745 1,484,000 0.82%
24 Riggs Asset Managment Co. Inc. 70,058 1,512,000 0.83%
25 GENEOS WEALTH MANAGEMENT INC. 70,455 1,520,000 0.83%
26 Prospera Financial Services Inc 92,050 1,987,000 1.09%
27 MSI Financial Services Inc 92,421 1,994,000 1.10%
28 Cutter & CO Brokerage, Inc. 97,530 2,105,000 1.16%
29 BAIRD FINANCIAL GROUP, INC. 128,269 2,768,000 1.52%
30 ROYAL BANK OF CANADA 129,339 2,792,000 1.53%
31 RAYMOND JAMES & ASSOCIATES 131,424 2,836,000 1.56%
32 Private Advisor Group, LLC 142,016 3,146,000 1.73%
33 Sigma Planning Corp 279,355 6,028,000 3.31%
34 ADVISOR GROUP, INC. 561,874 12,125,000 6.66%
35 Raymond James Financial Services Advisors, Inc. 620,520 13,391,000 7.36%
36 MORGAN STANLEY 926,516 19,995,000 10.98%
37 BANK OF AMERICA CORP /DE/ 986,783 21,295,000 11.70%
38 LPL Financial LLC 1,081,013 23,599,000 12.96%
39 UBS Group AG 2,473,591 53,380,000 29.32%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.