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LEGG MASON ETF EQUITY TR
LEGG MASON ETF EQUITY TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 11 Institutional holders with a total value of $8,099,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 141,974 3,792,000 46.82%
2 CORNERSTONE WEALTH MANAGEMENT, LLC 9,662 1,159,000 14.31%
3 Commonwealth Equity Services, Inc 39,872 1,079,000 13.32%
4 JANE STREET GROUP, LLC 20,035 542,000 6.69%
5 Janney Montgomery Scott LLC 19,173 519,000 6.41%
6 BANK OF AMERICA CORP /DE/ 15,014 406,000 5.01%
7 ROYAL BANK OF CANADA 10,025 271,000 3.35%
8 Private Advisor Group, LLC 8,350 226,000 2.79%
9 IFP ADVISORS, INC 2,800 76,000 0.94%
10 AMERICAN INTERNATIONAL GROUP, INC. 970 26,000 0.32%
11 Tower Research Capital LLC (TRC) 109 3,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.