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LEGG MASON ETF EQUITY TR
LEGG MASON ETF EQUITY TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 21 Institutional holders with a total value of $40,589,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 536,736 14,964,000 36.87%
2 LPL Financial LLC 215,785 5,899,000 14.53%
3 Commonwealth Equity Services, Inc 167,978 4,683,000 11.54%
4 MORGAN STANLEY 157,349 4,387,000 10.81%
5 Janney Montgomery Scott LLC 58,703 1,637,000 4.03%
6 Cambridge Investment Research Advisors, Inc. 49,000 1,366,000 3.37%
7 Private Advisor Group, LLC 48,555 1,327,000 3.27%
8 ROYAL BANK OF CANADA 37,300 1,040,000 2.56%
9 RAYMOND JAMES & ASSOCIATES 25,093 700,000 1.72%
10 INVESTMENT CENTERS OF AMERICA INC 24,950 695,000 1.71%
11 MSI Financial Services Inc 24,098 672,000 1.66%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,113 589,000 1.45%
13 CAPTRUST FINANCIAL ADVISORS 18,375 520,000 1.28%
14 CORNERSTONE WEALTH MANAGEMENT, LLC 18,255 499,000 1.23%
15 MONEYWISE, INC. 17,251 481,000 1.19%
16 Cetera Advisor Networks LLC 13,134 366,000 0.90%
17 WELLS FARGO & COMPANY/MN 9,030 252,000 0.62%
18 ADVISOR GROUP, INC. 8,920 249,000 0.61%
19 IFP ADVISORS, INC 7,333 204,000 0.50%
20 ENVESTNET ASSET MANAGEMENT INC 1,384 39,000 0.10%
21 UBS Group AG 700 20,000 0.05%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.