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LEGG MASON ETF EQUITY TR
LEGG MASON ETF EQUITY TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 27 Institutional holders with a total value of $53,386,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERIPRISE FINANCIAL INC 323,555 9,241,000 17.31%
2 MORGAN STANLEY 290,199 8,288,000 15.52%
3 BANK OF AMERICA CORP /DE/ 288,714 8,246,000 15.45%
4 LPL Financial LLC 226,021 6,470,000 12.12%
5 Commonwealth Equity Services, Inc 163,859 4,680,000 8.77%
6 Private Advisor Group, LLC 90,588 2,598,000 4.87%
7 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 56,781 1,643,000 3.08%
8 Cambridge Investment Research Advisors, Inc. 57,109 1,631,000 3.06%
9 Janney Montgomery Scott LLC 56,393 1,611,000 3.02%
10 ROYAL BANK OF CANADA 49,932 1,426,000 2.67%
11 JANE STREET GROUP, LLC 40,105 1,145,000 2.14%
12 HARVEST FUND MANAGEMENT CO., LTD 39,981 1,142,000 2.14%
13 MSI Financial Services Inc 34,847 996,000 1.87%
14 INVESTMENT CENTERS OF AMERICA INC 28,450 813,000 1.52%
15 FLAGSHIP HARBOR ADVISORS, LLC 27,669 798,000 1.49%
16 CORNERSTONE WEALTH MANAGEMENT, LLC 18,340 525,000 0.98%
17 MONEYWISE, INC. 16,923 483,000 0.90%
18 RAYMOND JAMES & ASSOCIATES 11,468 328,000 0.61%
19 WELLS FARGO & COMPANY/MN 11,273 322,000 0.60%
20 ADVISOR GROUP, INC. 10,340 295,000 0.55%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 8,742 249,000 0.47%
22 Cetera Advisor Networks LLC 7,467 213,000 0.40%
23 IFP ADVISORS, INC 5,731 164,000 0.31%
24 YORKBRIDGE WEALTH PARTNERS, LLC 1,000 28,000 0.05%
25 US BANCORP \DE\ 709 20,000 0.04%
26 UBS Group AG 700 20,000 0.04%
27 ENVESTNET ASSET MANAGEMENT INC 371 11,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.