| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DEUTSCHE BANK AG\ | 8 | 0 | 0.00% | ||
| 2 | WELLS FARGO & COMPANY/MN | 5 | 0 | 0.00% | ||
| 3 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 320 | 0 | 0.00% | ||
| 4 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 350 | 0 | 0.00% | ||
| 5 | BRONFMAN E.L. ROTHSCHILD, L.P. | 994 | 1,000 | 0.11% | ||
| 6 | BlackRock Fund Advisors | 597 | 1,000 | 0.11% | ||
| 7 | MSI Financial Services Inc | 563 | 1,000 | 0.11% | ||
| 8 | US BANCORP \DE\ | 591 | 1,000 | 0.11% | ||
| 9 | ACROSPIRE INVESTMENT MANAGEMENT LLC | 8,200 | 10,000 | 1.06% | ||
| 10 | ARXIS SECURITIES LLC | 16,397 | 20,000 | 2.12% | ||
| 11 | MORGAN STANLEY | 48,352 | 59,000 | 6.26% | ||
| 12 | Cormorant Asset Management, LP | 53,649 | 65,000 | 6.90% | ||
| 13 | VANGUARD GROUP INC | 70,185 | 85,000 | 9.02% | ||
| 14 | Virtu KCG Holdings LLC | 102,454 | 125,000 | 13.27% | ||
| 15 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 146,695 | 179,000 | 19.00% | ||
| 16 | SABBY MANAGEMENT, LLC | 323,515 | 395,000 | 41.93% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
