| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CWM, LLC | 797,660 | 5,695,000 | 42.30% | ||
| 2 | MORGAN STANLEY | 316,826 | 2,262,000 | 16.80% | ||
| 3 | CREDIT SUISSE AG/ | 100,000 | 714,000 | 5.30% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 87,868 | 627,000 | 4.66% | ||
| 5 | AXA S.A. | 69,940 | 499,000 | 3.71% | ||
| 6 | OPPENHEIMER & CO INC | 58,570 | 418,000 | 3.10% | ||
| 7 | CITIGROUP INC | 48,298 | 345,000 | 2.56% | ||
| 8 | SMITH, MOORE & CO. | 46,550 | 332,000 | 2.47% | ||
| 9 | UBS Group AG | 45,666 | 326,000 | 2.42% | ||
| 10 | LPL Financial LLC | 40,484 | 289,000 | 2.15% | ||
| 11 | Cannell & Spears LLC | 39,750 | 284,000 | 2.11% | ||
| 12 | Family Firm, Inc. | 38,555 | 275,000 | 2.04% | ||
| 13 | Rock Point Advisors, LLC | 34,150 | 244,000 | 1.81% | ||
| 14 | ROYAL BANK OF CANADA | 30,134 | 216,000 | 1.60% | ||
| 15 | JANE STREET GROUP, LLC | 28,481 | 203,000 | 1.51% | ||
| 16 | HighTower Advisors, LLC | 28,241 | 202,000 | 1.50% | ||
| 17 | AYALON INSURANCE COMP LTD. | 20,500 | 143,000 | 1.06% | ||
| 18 | Commonwealth Equity Services, Inc | 19,205 | 137,000 | 1.02% | ||
| 19 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 14,734 | 105,000 | 0.78% | ||
| 20 | SCHRODER INVESTMENT MANAGEMENT GROUP | 6,695 | 48,000 | 0.36% | ||
| 21 | GUPTA WEALTH MANAGEMENT LLC | 5,400 | 39,000 | 0.29% | ||
| 22 | Pinnacle Summer Investments, Inc. | 2,420 | 17,000 | 0.13% | ||
| 23 | Lowe Wealth Advisors, LLC | 2,246 | 16,000 | 0.12% | ||
| 24 | Sandy Spring Bank | 2,285 | 16,000 | 0.12% | ||
| 25 | PNC FINANCIAL SERVICES GROUP, INC. | 1,237 | 9,000 | 0.07% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 145 | 1,000 | 0.01% | ||
| 27 | MSI Financial Services Inc | 138 | 1,000 | 0.01% | ||
| 28 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
