Dark
Light
System
Security
ISHARES
ISHARES. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 34 Institutional holders with a total value of $35,103,696.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CWM, LLC 796,681 6,820,000 19.43%
2 ENVESTNET ASSET MANAGEMENT INC 669,763 5,733,000 16.33%
3 UNITED CAPITAL FINANCIAL ADVISORS, LLC 668,431 5,722,000 16.30%
4 Sigma Planning Corp 508,075 4,349,000 12.39%
5 Allianz Asset Management GmbH 359,700 3,079,000 8.77%
6 CONTINENTAL ADVISORS LLC 154,327 1,321,000 3.76%
7 CITIGROUP INC 124,879 1,069,000 3.05%
8 MORGAN STANLEY 113,696 974,000 2.77%
9 LPL Financial LLC 92,966 802,000 2.28%
10 ROYAL BANK OF CANADA 80,551 689,000 1.96%
11 BANK OF AMERICA CORP /DE/ 80,211 687,000 1.96%
12 NIEMANN CAPITAL MANAGEMENT INC 75,774 649,000 1.85%
13 AXA S.A. 62,040 531,000 1.51%
14 Raymond James Financial Services Advisors, Inc. 56,791 486,000 1.38%
15 CIBC WORLD MARKET INC. 47,573 407,000 1.16%
16 SouthState Bank Corp 40,323 345,000 0.98%
17 Family Firm, Inc. 33,440 286,000 0.81%
18 SG Americas Securities, LLC 25,700 220,000 0.63%
19 Commonwealth Equity Services, Inc 19,974 171,000 0.49%
20 JPMORGAN CHASE & CO 17,455 149,000 0.42%
21 UBS Group AG 16,886 145,000 0.41%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,789 109,000 0.31%
23 Atria Investments, Inc 12,008 103,000 0.29%
24 CITADEL ADVISORS LLC 11,129 95,000 0.27%
25 AYALON INSURANCE COMP LTD. 10,500 91,000 0.26%
26 Lowe Wealth Advisors, LLC 2,946 25,000 0.07%
27 Mraz, Amerine & Associates, Inc. 1,600 13,696 0.04%
28 PNC FINANCIAL SERVICES GROUP, INC. 945 8,000 0.02%
29 Sandy Spring Bank 910 8,000 0.02%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 782 7,000 0.02%
31 Tower Research Capital LLC (TRC) 519 4,000 0.01%
32 THOMPSON DAVIS & CO., INC. 375 3,000 0.01%
33 Community Bank, N.A. 300 3,000 0.01%
34 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.