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ISHARES
ISHARES. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 30 Institutional holders with a total value of $10,337,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CWM, LLC 909,840 4,886,000 47.27%
2 MORGAN STANLEY 311,754 1,674,000 16.19%
3 BANK OF AMERICA CORP /DE/ 85,556 459,000 4.44%
4 AXA S.A. 71,340 383,000 3.71%
5 OPPENHEIMER & CO INC 66,207 356,000 3.44%
6 ROYAL BANK OF CANADA 48,236 259,000 2.51%
7 CITIGROUP INC 48,299 259,000 2.51%
8 LPL Financial LLC 42,348 249,000 2.41%
9 UBS Group AG 41,634 224,000 2.17%
10 JANE STREET GROUP, LLC 40,560 218,000 2.11%
11 Rock Point Advisors, LLC 34,150 183,000 1.77%
12 Family Firm, Inc. 32,030 172,000 1.66%
13 Virtu KCG Holdings LLC 27,642 148,000 1.43%
14 SMITH, MOORE & CO. 26,750 144,000 1.39%
15 Commonwealth Equity Services, Inc 23,964 129,000 1.25%
16 Cambridge Investment Research Advisors, Inc. 20,535 110,000 1.06%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,234 98,000 0.95%
18 AYALON INSURANCE COMP LTD. 17,700 96,000 0.93%
19 OLD MISSION CAPITAL LLC 13,445 72,000 0.70%
20 FOSTER & MOTLEY INC 11,608 62,000 0.60%
21 STIFEL FINANCIAL CORP 10,200 55,000 0.53%
22 SCHRODER INVESTMENT MANAGEMENT GROUP 6,695 36,000 0.35%
23 GUPTA WEALTH MANAGEMENT LLC 2,900 16,000 0.15%
24 Lowe Wealth Advisors, LLC 2,946 16,000 0.15%
25 Pinnacle Summer Investments, Inc. 2,420 13,000 0.13%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,818 10,000 0.10%
27 PNC FINANCIAL SERVICES GROUP, INC. 941 5,000 0.05%
28 Sandy Spring Bank 910 5,000 0.05%
29 WEALTHFRONT CORP 1 0 0.00%
30 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.