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ETF MANAGERS TR
ETF MANAGERS TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 117 Institutional holders with a total value of $190,648,108.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 SNOWDEN CAPITAL ADVISORS LLC 16,560 488,852 0.26%
52 D.A. DAVIDSON & CO. 16,476 486,000 0.25%
53 BRYN MAWR CAPITAL MANAGEMENT, LLC 15,000 443,000 0.23%
54 BAIRD FINANCIAL GROUP, INC. 14,370 424,000 0.22%
55 Osborn Williams & Donohoe LLC 14,333 423,000 0.22%
56 TOCQUEVILLE ASSET MANAGEMENT L.P. 14,225 420,000 0.22%
57 Cetera Advisors LLC 12,816 379,000 0.20%
58 CAHILL FINANCIAL ADVISORS INC 12,291 363,000 0.19%
59 WILLIAMS JONES & ASSOCIATES LLC 12,310 363,000 0.19%
60 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 10,898 320,000 0.17%
61 Vontobel Swiss Wealth Advisors AG 9,770 288,000 0.15%
62 AHRENS INVESTMENT PARTNERS LLC 9,546 282,000 0.15%
63 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 9,177 270,905 0.14%
64 BB&T SECURITIES, LLC 9,107 268,000 0.14%
65 Creative Planning 9,022 266,000 0.14%
66 Wellington Shields Capital Management, LLC 8,900 263,000 0.14%
67 LIDO ADVISORS, LLC 8,507 255,000 0.13%
68 SCOTIA CAPITAL INC. 7,811 231,000 0.12%
69 Prospera Financial Services Inc 7,383 214,000 0.11%
70 Carnegie Investment Counsel 6,685 201,000 0.11%
71 FNY PARTNERS FUND LP 6,000 177,000 0.09%
72 PARALLEL ADVISORS, LLC 5,700 166,000 0.09%
73 US BANCORP \DE\ 5,450 161,000 0.08%
74 IFP ADVISORS, INC 5,395 159,000 0.08%
75 GENEOS WEALTH MANAGEMENT INC. 2,602 76,000 0.04%
76 OPERA TRADING CAPITAL 2,563 75,000 0.04%
77 CUTLER GROUP LLC / CA 2,511 74,000 0.04%
78 Compagnie Lombard Odier SCmA 2,370 70,000 0.04%
79 Financial Architects, Inc 2,200 65,000 0.03%
80 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,982 59,000 0.03%
81 Winslow, Evans & Crocker, Inc. 1,876 55,350 0.03%
82 PACIFIC CENTER FOR FINANCIAL SERVICES 1,852 55,000 0.03%
83 Catamount Wealth Management 1,800 53,000 0.03%
84 BRONFMAN E.L. ROTHSCHILD, L.P. 1,618 48,000 0.03%
85 ENVESTNET ASSET MANAGEMENT INC 1,062 32,000 0.02%
86 EXANE DERIVATIVES 1,069 31,553 0.02%
87 M&R CAPITAL MANAGEMENT INC 1,075 31,000 0.02%
88 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,022 30,000 0.02%
89 North Star Investment Management Corp. 1,006 30,000 0.02%
90 FIELDPOINT PRIVATE SECURITIES, LLC 1,000 30,000 0.02%
91 NEXT Financial Group, Inc 950 27,000 0.01%
92 Gradient Investments LLC 832 25,000 0.01%
93 Glassman Wealth Services 856 25,000 0.01%
94 Sandy Spring Bank 630 19,000 0.01%
95 BARCLAYS PLC 557 17,000 0.01%
96 CREATIVE FINANCIAL DESIGNS INC /ADV 530 16,000 0.01%
97 BANK OF MONTREAL /CAN/ 501 15,000 0.01%
98 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 400 12,000 0.01%
99 RISK PARADIGM GROUP, LLC 400 11,808 0.01%
100 Patten Group, Inc. 380 11,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.