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FIRST TR EXCH TRADED FD III
FIRST TR EXCH TRADED FD III. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 31 Institutional holders with a total value of $71,302,650.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 279,040 15,651,000 21.95%
2 RAYMOND JAMES & ASSOCIATES 173,335 9,794,000 13.74%
3 MORGAN STANLEY 150,550 8,505,000 11.93%
4 ROYAL BANK OF CANADA 100,264 5,664,000 7.94%
5 Raymond James Financial Services Advisors, Inc. 90,045 5,087,000 7.13%
6 First Allied Advisory Services, Inc. 47,129 4,210,000 5.90%
7 NewEdge Advisors, LLC 74,492 4,191,000 5.88%
8 Janney Montgomery Scott LLC 51,674 2,919,000 4.09%
9 Shamrock Asset Management LLC 38,982 2,202,000 3.09%
10 BAIRD FINANCIAL GROUP, INC. 37,702 2,130,000 2.99%
11 Cranbrook Wealth Management, LLC 35,836 2,024,000 2.84%
12 BB&T SECURITIES, LLC 30,165 1,704,000 2.39%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,844 1,234,000 1.73%
14 RiverFront Investment Group, LLC 20,152 1,138,000 1.60%
15 Cambridge Investment Research Advisors, Inc. 14,752 833,000 1.17%
16 UBS Group AG 13,868 783,000 1.10%
17 CETERA INVESTMENT ADVISERS 11,998 680,000 0.95%
18 Virtu KCG Holdings LLC 6,184 349,000 0.49%
19 Prospera Financial Services Inc 5,986 336,000 0.47%
20 STIFEL FINANCIAL CORP 5,328 301,000 0.42%
21 NATIONAL PLANNING CORP 5,016 282,000 0.40%
22 DAVENPORT & Co LLC 5,000 262,650 0.37%
23 Regal Investment Advisors LLC 4,159 235,000 0.33%
24 Koshinski Asset Management, Inc. 3,616 204,000 0.29%
25 BB&T INVESTMENT SERVICES, INC. 3,516 198,000 0.28%
26 ADVISOR GROUP, INC. 3,168 179,000 0.25%
27 AlphaMark Advisors, LLC 1,530 86,000 0.12%
28 BENJAMIN F. EDWARDS & COMPANY, INC. 1,406 79,000 0.11%
29 WFG Advisors, LP 500 28,000 0.04%
30 Tower Research Capital LLC (TRC) 133 8,000 0.01%
31 IFP ADVISORS, INC 100 6,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.