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PAIN THERAPEUTICS INC
PAIN THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 77 Institutional holders with a total value of $137,251,277.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Finance, Inc. 15 0 0.00%
2 AMERIPRISE FINANCIAL INC 88 0 0.00%
3 TRUST CO OF VERMONT 340 2,000 0.00%
4 ROYAL BANK OF CANADA 300 2,000 0.00%
5 ALLIANCEBERNSTEIN L.P. 574 3,000 0.00%
6 BNP PARIBAS FINANCIAL MARKETS 588 3,346 0.00%
7 Tower Research Capital LLC (TRC) 710 4,000 0.00%
8 NEW ENGLAND SECURITIES CORP /MA/ 1,200 7,000 0.01%
9 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,835 10,000 0.01%
10 PRELUDE CAPITAL MANAGEMENT, LLC 2,000 11,000 0.01% Call
11 CITIGROUP INC 2,300 13,000 0.01%
12 CANADA PENSION PLAN INVESTMENT BOARD 2,800 15,000 0.01%
13 BLACKROCK ADVISORS LLC 8,908 49,000 0.04%
14 CTC Alternative Strategies, Ltd. 11,400 62,700 0.05%
15 Stone Toro Investment Advisers, LP 14,000 77,000 0.06%
16 TWO SIGMA ADVISERS, LP 14,741 82,000 0.06%
17 PDT Partners, LLC 15,700 86,000 0.06%
18 WELLS FARGO & COMPANY/MN 17,648 97,000 0.07%
19 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 18,600 103,000 0.08%
20 BlackRock Group LTD 20,864 115,000 0.08%
21 Geduld E E 25,000 138,000 0.10%
22 STATE STREET CORP 27,828 153,000 0.11%
23 A.R.T. Advisors, LLC 31,499 173,000 0.13%
24 LMR Partners LLP 34,771 191,000 0.14%
25 PERCEPTIVE ADVISORS LLC 35,506 194,000 0.14%
26 AQR CAPITAL MANAGEMENT LLC 41,100 226,000 0.16%
27 JPMORGAN CHASE & CO 43,411 239,000 0.17%
28 JANE STREET GROUP, LLC 45,688 252,000 0.18%
29 Invesco Ltd. 50,200 277,000 0.20%
30 BlueCrest Capital Management LLP 52,800 290,000 0.21%
31 Spark Investment Management LLC 55,300 303,000 0.22%
32 TWO SIGMA INVESTMENTS, LP 55,059 303,000 0.22%
33 Bank of New York Mellon Corp 61,636 339,000 0.25%
34 GAGNON SECURITIES LLC 70,372 387,000 0.28%
35 PANAGORA ASSET MANAGEMENT INC 76,034 418,000 0.30%
36 CREDIT SUISSE AG/ 79,037 435,000 0.32%
37 PALISADE CAPITAL MANAGEMENT, LP 80,000 440,000 0.32%
38 CITADEL ADVISORS LLC 87,260 480,000 0.35%
39 NORTHERN TRUST CORP 89,952 495,000 0.36%
40 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 100,000 543,000 0.40%
41 Municipal Employees' Retirement System of Michigan 102,580 564,000 0.41%
42 SOROS FUND MANAGEMENT LLC 103,700 570,000 0.42%
43 Cheyne Capital Management (UK) LLP 104,587 575,000 0.42%
44 BlackRock Fund Advisors 109,670 603,000 0.44%
45 AVALON CAPITAL MANAGEMENT 110,837 610,000 0.44%
46 Teton Advisors, Inc. 110,991 610,000 0.44%
47 UBS AG 112,605 620,000 0.45%
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 124,300 684,000 0.50% Call
49 ACADIAN ASSET MANAGEMENT LLC 130,693 720,000 0.52%
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 135,876 747,000 0.54%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.