| 1 |
First Eagle Investment Management, LLC |
6,602,658 |
6,602,000 |
31.06% |
|
|
| 2 |
Nantahala Capital Management, LLC |
3,870,832 |
3,870,000 |
18.21% |
|
|
| 3 |
BVF INC/IL |
2,278,552 |
2,278,000 |
10.72% |
|
|
| 4 |
VANGUARD GROUP INC |
1,828,453 |
1,828,000 |
8.60% |
|
|
| 5 |
BlackRock Institutional Trust Company, N.A. |
1,297,059 |
1,297,000 |
6.10% |
|
|
| 6 |
RENAISSANCE TECHNOLOGIES LLC |
910,187 |
910,000 |
4.28% |
|
|
| 7 |
DIMENSIONAL FUND ADVISORS LP |
628,425 |
628,000 |
2.95% |
|
|
| 8 |
683 Capital Management, LLC |
457,969 |
458,000 |
2.15% |
|
|
| 9 |
ACADIAN ASSET MANAGEMENT LLC |
443,430 |
444,000 |
2.09% |
|
|
| 10 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC |
435,853 |
436,000 |
2.05% |
|
|
| 11 |
D. E. Shaw & Co., Inc. |
331,072 |
331,000 |
1.56% |
|
|
| 12 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
300,200 |
300,000 |
1.41% |
Call |
|
| 13 |
GEODE CAPITAL MANAGEMENT, LLC |
203,457 |
203,000 |
0.96% |
|
|
| 14 |
GABELLI FUNDS LLC |
160,000 |
160,000 |
0.75% |
|
|
| 15 |
Bank of New York Mellon Corp |
158,473 |
158,000 |
0.74% |
|
|
| 16 |
Virtu KCG Holdings LLC |
156,067 |
156,000 |
0.73% |
|
|
| 17 |
FT OPTIONS LLC |
87,000 |
128,000 |
0.60% |
Put |
|
| 18 |
Spark Investment Management LLC |
119,700 |
119,000 |
0.56% |
|
|
| 19 |
GOLDMAN SACHS GROUP INC |
103,702 |
104,000 |
0.49% |
|
|
| 20 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
100,000 |
100,000 |
0.47% |
|
|
| 21 |
BlackRock Fund Advisors |
96,478 |
96,000 |
0.45% |
|
|
| 22 |
NORTHERN TRUST CORP |
90,168 |
90,000 |
0.42% |
|
|
| 23 |
GAMCO INVESTORS, INC. ET AL |
65,000 |
65,000 |
0.31% |
|
|
| 24 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
57,762 |
58,000 |
0.27% |
|
|
| 25 |
BRANDES INVESTMENT PARTNERS, LP |
53,200 |
53,000 |
0.25% |
|
|
| 26 |
FT OPTIONS LLC |
43,500 |
43,000 |
0.20% |
|
|
| 27 |
AVALON CAPITAL MANAGEMENT |
37,637 |
38,000 |
0.18% |
|
|
| 28 |
TWO SIGMA SECURITIES, LLC |
36,193 |
36,000 |
0.17% |
|
|
| 29 |
Teton Advisors, Inc. |
35,000 |
35,000 |
0.16% |
|
|
| 30 |
Connor, Clark & Lunn Investment Management Ltd. |
31,400 |
31,000 |
0.15% |
|
|
| 31 |
BANK OF AMERICA CORP /DE/ |
28,539 |
29,000 |
0.14% |
|
|
| 32 |
683 Capital Management, LLC |
27,400 |
27,000 |
0.13% |
Call |
|
| 33 |
STATE STREET CORP |
25,528 |
23,000 |
0.11% |
|
|
| 34 |
CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
18,600 |
19,000 |
0.09% |
|
|
| 35 |
GROUP ONE TRADING LLC |
13,634 |
14,000 |
0.07% |
|
|
| 36 |
WELLS FARGO & COMPANY/MN |
12,600 |
13,000 |
0.06% |
|
|
| 37 |
BROWN ADVISORY INC |
11,800 |
12,000 |
0.06% |
|
|
| 38 |
WOLVERINE TRADING LP /BD |
11,536 |
12,000 |
0.06% |
|
|
| 39 |
ROYAL BANK OF CANADA |
10,000 |
10,000 |
0.05% |
|
|
| 40 |
BLACKROCK ADVISORS LLC |
8,736 |
9,000 |
0.04% |
|
|
| 41 |
BlackRock Investment Management, LLC |
6,706 |
7,000 |
0.03% |
|
|
| 42 |
CUTLER GROUP LLC / CA |
4,200 |
6,000 |
0.03% |
Put |
|
| 43 |
Financial Architects, Inc |
4,900 |
5,000 |
0.02% |
|
|
| 44 |
CUTLER GROUP LLC / CA |
4,200 |
4,000 |
0.02% |
|
|
| 45 |
MORGAN STANLEY |
2,871 |
3,000 |
0.01% |
|
|
| 46 |
SIMPLEX TRADING, LLC |
2,852 |
2,000 |
0.01% |
|
|
| 47 |
GOLDMAN SACHS GROUP INC |
2,500 |
2,000 |
0.01% |
Put |
|
| 48 |
FEDERATED HERMES, INC. |
1,038 |
1,000 |
0.00% |
|
|
| 49 |
UBS Group AG |
900 |
1,000 |
0.00% |
|
|
| 50 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
483 |
0 |
0.00% |
|
|
