| 1 |
ADVISOR GROUP, INC. |
150 |
0 |
0.00% |
|
|
| 2 |
DEUTSCHE BANK AG\ |
88 |
0 |
0.00% |
|
|
| 3 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
483 |
1,000 |
0.00% |
|
|
| 4 |
MSI Financial Services Inc |
300 |
1,000 |
0.00% |
|
|
| 5 |
TRUST CO OF VERMONT |
340 |
1,000 |
0.00% |
|
|
| 6 |
UBS Group AG |
900 |
2,000 |
0.00% |
|
|
| 7 |
Walleye Trading LLC |
1,500 |
3,000 |
0.01% |
|
|
| 8 |
MORGAN STANLEY |
1,061 |
3,000 |
0.01% |
|
|
| 9 |
CITIGROUP INC |
1,400 |
3,000 |
0.01% |
|
|
| 10 |
WOLVERINE TRADING LP /BD |
21 |
4,389 |
0.01% |
Call |
|
| 11 |
Financial Architects, Inc |
4,900 |
11,000 |
0.02% |
|
|
| 12 |
WOLVERINE TRADING LP /BD |
6,107 |
12,764 |
0.02% |
|
|
| 13 |
BlackRock Investment Management, LLC |
6,706 |
15,000 |
0.03% |
|
|
| 14 |
BLACKROCK ADVISORS LLC |
8,736 |
19,000 |
0.03% |
|
|
| 15 |
ROYAL BANK OF CANADA |
10,000 |
22,000 |
0.04% |
|
|
| 16 |
WOLVERINE TRADING LP /BD |
132 |
27,588 |
0.05% |
Put |
|
| 17 |
WELLS FARGO & COMPANY/MN |
12,600 |
28,000 |
0.05% |
|
|
| 18 |
A.R.T. Advisors, LLC |
13,828 |
30,000 |
0.05% |
|
|
| 19 |
Virtu KCG Holdings LLC |
15,253 |
33,000 |
0.06% |
|
|
| 20 |
CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
18,600 |
41,000 |
0.07% |
|
|
| 21 |
GOLDMAN SACHS GROUP INC |
19,451 |
43,000 |
0.08% |
|
|
| 22 |
Tower Research Capital LLC (TRC) |
21,363 |
47,000 |
0.08% |
|
|
| 23 |
FT OPTIONS LLC |
75,000 |
56,000 |
0.10% |
Put |
|
| 24 |
BANK OF AMERICA CORP /DE/ |
30,386 |
66,000 |
0.12% |
|
|
| 25 |
Connor, Clark & Lunn Investment Management Ltd. |
33,600 |
74,000 |
0.13% |
|
|
| 26 |
FT OPTIONS LLC |
35,262 |
77,000 |
0.14% |
|
|
| 27 |
AVALON CAPITAL MANAGEMENT |
37,637 |
82,000 |
0.15% |
|
|
| 28 |
STATE STREET CORP |
38,247 |
84,000 |
0.15% |
|
|
| 29 |
GAMCO INVESTORS, INC. ET AL |
65,000 |
142,000 |
0.25% |
|
|
| 30 |
GAGNON SECURITIES LLC |
69,466 |
152,000 |
0.27% |
|
|
| 31 |
BRANDES INVESTMENT PARTNERS, LP |
78,758 |
172,000 |
0.31% |
|
|
| 32 |
NORTHERN TRUST CORP |
90,168 |
197,000 |
0.35% |
|
|
| 33 |
BlackRock Fund Advisors |
96,513 |
211,000 |
0.38% |
|
|
| 34 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
100,000 |
219,000 |
0.39% |
|
|
| 35 |
Teton Advisors, Inc. |
115,991 |
254,000 |
0.46% |
|
|
| 36 |
GABELLI FUNDS LLC |
160,000 |
350,000 |
0.63% |
|
|
| 37 |
Bank of New York Mellon Corp |
165,768 |
363,000 |
0.65% |
|
|
| 38 |
GEODE CAPITAL MANAGEMENT, LLC |
203,283 |
445,000 |
0.80% |
|
|
| 39 |
ACADIAN ASSET MANAGEMENT LLC |
351,072 |
769,000 |
1.38% |
|
|
| 40 |
D. E. Shaw & Co., Inc. |
378,601 |
829,000 |
1.49% |
|
|
| 41 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC |
435,853 |
955,000 |
1.71% |
|
|
| 42 |
683 Capital Management, LLC |
533,126 |
1,168,000 |
2.10% |
|
|
| 43 |
DIMENSIONAL FUND ADVISORS LP |
665,780 |
1,458,000 |
2.62% |
|
|
| 44 |
Granahan Investment Management, LLC |
706,121 |
1,546,000 |
2.77% |
|
|
| 45 |
RENAISSANCE TECHNOLOGIES LLC |
799,787 |
1,752,000 |
3.14% |
|
|
| 46 |
BlackRock Institutional Trust Company, N.A. |
1,297,059 |
2,841,000 |
5.10% |
|
|
| 47 |
VANGUARD GROUP INC |
1,454,358 |
3,185,000 |
5.71% |
|
|
| 48 |
BVF INC/IL |
2,149,913 |
4,708,000 |
8.45% |
|
|
| 49 |
STONEPINE CAPITAL MANAGEMENT, LLC |
2,837,878 |
6,215,000 |
11.15% |
|
|
| 50 |
Nantahala Capital Management, LLC |
5,735,324 |
12,560,000 |
22.53% |
|
|
