| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SANDERS MORRIS HARRIS INC/FA | 2,228,000 | 2,000 | 0.00% | PRN | |
| 2 | AMERICAN INTERNATIONAL GROUP, INC. | 5 | 5,000 | 0.00% | PRN | |
| 3 | Creative Planning | 7,000 | 7,000 | 0.01% | PRN | |
| 4 | ROYAL BANK OF CANADA | 10,000 | 10,000 | 0.01% | PRN | |
| 5 | BANK OF AMERICA CORP /DE/ | 10,000 | 10,000 | 0.01% | PRN | |
| 6 | CETERA INVESTMENT ADVISERS | 10,000 | 10,000 | 0.01% | PRN | |
| 7 | BB&T SECURITIES, LLC | 12,000 | 11,000 | 0.01% | ||
| 8 | TDAM USA INC. | 14,000 | 14,000 | 0.01% | ||
| 9 | Raymond James Financial Services Advisors, Inc. | 16,000 | 16,000 | 0.01% | PRN | |
| 10 | NEXT Financial Group, Inc | 20,000 | 19,000 | 0.02% | PRN | |
| 11 | VSR Financial Services, Inc. | 20,000 | 20,000 | 0.02% | PRN | |
| 12 | UBS Group AG | 20,000 | 20,000 | 0.02% | PRN | |
| 13 | Cetera Advisors LLC | 22,000 | 22,000 | 0.02% | PRN | |
| 14 | V WEALTH MANAGEMENT,LLC | 24,000 | 23,000 | 0.02% | PRN | |
| 15 | D.A. DAVIDSON & CO. | 35,000 | 34,000 | 0.03% | ||
| 16 | STIFEL FINANCIAL CORP | 39,100 | 39,000 | 0.04% | PRN | |
| 17 | Private Advisor Group, LLC | 40,000 | 39,000 | 0.04% | PRN | |
| 18 | LINCOLN NATIONAL CORP | 60,000 | 59,000 | 0.05% | PRN | |
| 19 | Commonwealth Equity Services, Inc | 75,000 | 73,000 | 0.07% | ||
| 20 | WEALTHSOURCE PARTNERS, LLC | 100,000 | 98,000 | 0.09% | ||
| 21 | SSI INVESTMENT MANAGEMENT LLC | 170,000 | 166,000 | 0.15% | PRN | |
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 206,000 | 201,000 | 0.18% | ||
| 23 | LPL Financial LLC | 210,000 | 205,000 | 0.19% | ||
| 24 | Mariner, LLC | 240,000 | 235,000 | 0.22% | PRN | |
| 25 | IRON Financial LLC | 390,000 | 391,000 | 0.36% | ||
| 26 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 575,000 | 563,000 | 0.52% | PRN | |
| 27 | CQS Cayman LP | 1,000,000 | 1,006,000 | 0.92% | PRN | |
| 28 | BARCLAYS PLC | 1,110,000 | 1,077,000 | 0.99% | PRN | |
| 29 | Calamos Advisors LLC | 1,367,000 | 1,343,000 | 1.23% | PRN | |
| 30 | MORGAN STANLEY | 1,843,000 | 1,773,000 | 1.63% | PRN | |
| 31 | Pinnacle Holdings, LLC | 2,239,000 | 2,194,108 | 2.02% | PRN | |
| 32 | THRIVENT FINANCIAL FOR LUTHERANS | 3,500,000 | 3,421,000 | 3.14% | ||
| 33 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 6,945,000 | 6,789,000 | 6.24% | ||
| 34 | Pomelo Capital LLC | 8,259,000 | 8,114,000 | 7.45% | PRN | |
| 35 | BNP PARIBAS FINANCIAL MARKETS | 10,000,000 | 9,775,000 | 8.98% | PRN | |
| 36 | CITADEL ADVISORS LLC | 10,000,000 | 9,809,000 | 9.01% | PRN | |
| 37 | Pine River Capital Management L.P. | 15,870,000 | 15,474,000 | 14.22% | PRN | |
| 38 | TD ASSET MANAGEMENT INC | 18,486,000 | 18,162,000 | 16.69% | ||
| 39 | Radcliffe Capital Management, L.P. | 28,311,000 | 27,623,000 | 25.38% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
