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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 38 Institutional holders with a total value of $170,792,364.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 STATE STREET CORP 727,122 54,692,000 32.02%
2 WELLS FARGO & COMPANY/MN 320,199 24,085,000 14.10%
3 NewSquare Capital LLC 226,827 17,062,000 9.99%
4 MORGAN STANLEY 173,640 13,061,000 7.65%
5 ASSETMARK, INC 169,235 12,730,000 7.45%
6 BANK OF AMERICA CORP /DE/ 81,647 6,141,000 3.60%
7 AFFINITY WEALTH MANAGEMENT LLC 71,588 5,385,000 3.15%
8 UBS Group AG 69,781 5,249,000 3.07%
9 Prospera Financial Services Inc 57,634 4,335,000 2.54%
10 Transamerica Financial Advisors, LLC 42,589 3,204,000 1.88%
11 Apriem Advisors 40,135 3,019,000 1.77%
12 ROYAL BANK OF CANADA 39,802 2,994,000 1.75%
13 DAVENPORT & Co LLC 30,027 2,258,631 1.32%
14 Tuttle Capital Management, LLC 59,084 1,942,000 1.14%
15 AMERICAN INTERNATIONAL GROUP, INC. 25,538 1,920,965 1.12%
16 JANE STREET GROUP, LLC 22,633 1,702,000 1.00%
17 Advisory Services Network, LLC 21,980 1,646,000 0.96%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,878 1,646,000 0.96%
19 Robert W. Baird & Co. Inc 18,651 1,403,000 0.82%
20 AMERIPRISE FINANCIAL INC 16,247 1,229,000 0.72%
21 LPL Financial LLC 15,065 1,146,000 0.67%
22 ENVESTNET ASSET MANAGEMENT INC 10,830 815,000 0.48%
23 STIFEL FINANCIAL CORP 7,824 589,000 0.34%
24 ADVANTAGE INVESTMENT MANAGEMENT, LLC 6,306 474,000 0.28%
25 Bank of New York Mellon Corp 5,833 438,000 0.26%
26 GOLDMAN SACHS GROUP INC 5,040 379,000 0.22%
27 VSR Financial Services, Inc. 4,909 369,000 0.22%
28 First Allied Advisory Services, Inc. 3,187 242,000 0.14%
29 PNC FINANCIAL SERVICES GROUP, INC. 2,198 166,000 0.10%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,738 131,000 0.08%
31 Simplicity Solutions, LLC 1,672 125,768 0.07%
32 MANAGED ACCOUNT ADVISORS LLC 1,163 87,000 0.05%
33 WEALTHCARE CAPITAL MANAGEMENT LLC 745 56,000 0.03%
34 CITIGROUP INC 679 51,000 0.03%
35 WFG Advisors, LP 161 12,000 0.01%
36 MSI Financial Services Inc 92 7,000 0.00%
37 Parallax Volatility Advisers, L.P. 1 0 0.00%
38 Tradewinds Capital Management, LLC 6 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.