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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 24 Institutional holders with a total value of $33,532,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NewSquare Capital LLC 157,140 10,418,000 31.07%
2 STATE STREET CORP 116,599 7,731,000 23.06%
3 ROYAL BANK OF CANADA 68,559 4,545,000 13.55%
4 WELLS FARGO & COMPANY/MN 23,766 1,576,000 4.70%
5 MORGAN STANLEY 20,960 1,389,000 4.14%
6 Tuttle Capital Management, LLC 20,360 1,320,000 3.94%
7 JPMORGAN CHASE & CO 16,663 1,105,000 3.30%
8 UBS AG 16,332 1,083,000 3.23%
9 GOLDMAN SACHS GROUP INC 15,262 1,012,000 3.02%
10 Advisory Services Network, LLC 9,940 659,000 1.97%
11 PRING TURNER CAPITAL GROUP INC 7,990 530,000 1.58%
12 Virtu KCG Holdings LLC 7,403 491,000 1.46%
13 BANK OF AMERICA CORP /DE/ 6,415 425,000 1.27%
14 ProVise Management Group, LLC 6,285 417,000 1.24%
15 ASSETMARK, INC 4,946 328,000 0.98%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 4,432 294,000 0.88%
17 MSI Financial Services Inc 2,060 137,000 0.41%
18 ENVESTNET ASSET MANAGEMENT INC 452 30,000 0.09%
19 Apriem Advisors 400 27,000 0.08%
20 Madden Advisory Services, Inc. 150 10,000 0.03%
21 AMERIPRISE FINANCIAL INC 40 3,000 0.01%
22 Partnervest Advisory Services LLC 10 1,000 0.00%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 13 1,000 0.00%
24 NEW ENGLAND SECURITIES CORP /MA/ 4 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.