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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 52 Institutional holders with a total value of $391,243,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Advisory Services Network, LLC 24 2,000 0.00%
3 Argentus Capital Management, LLC 50 4,000 0.00%
4 CITIGROUP INC 262 20,000 0.01%
5 ZIONS BANCORPORATION 291 22,000 0.01%
6 WEALTHCARE CAPITAL MANAGEMENT LLC 714 54,000 0.01%
7 Parkside Financial Bank & Trust 913 69,000 0.02%
8 WFG Advisors, LP 1,018 77,000 0.02%
9 IFP ADVISORS, INC 1,606 121,000 0.03%
10 MSI Financial Services Inc 2,191 165,000 0.04%
11 Tuttle Capital Management, LLC 2,906 219,000 0.06%
12 CITADEL ADVISORS LLC 3,361 253,000 0.06%
13 MOLLER WEALTH PARTNERS 3,531 266,000 0.07%
14 Landmark Financial Advisors, LLC 4,355 328,000 0.08%
15 INVESTMENT CENTERS OF AMERICA INC 5,167 390,000 0.10%
16 ROYAL BANK OF CANADA 5,392 406,000 0.10%
17 AMERIPRISE FINANCIAL INC 6,180 466,000 0.12%
18 FormulaFolio Investments, LLC 6,336 478,000 0.12%
19 BB&T SECURITIES, LLC 6,850 516,000 0.13%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,968 676,000 0.17%
21 Cambridge Investment Research Advisors, Inc. 9,044 682,000 0.17%
22 FIRST TRUST ADVISORS LP 11,481 865,000 0.22%
23 ENVESTNET ASSET MANAGEMENT INC 13,278 1,001,000 0.26%
24 VOYA FINANCIAL ADVISORS, INC. 14,171 1,061,000 0.27%
25 Raymond James Financial Services Advisors, Inc. 14,310 1,079,000 0.28%
26 Concert Wealth Management Inc. 15,906 1,199,000 0.31%
27 VSR Financial Services, Inc. 16,408 1,237,000 0.32%
28 Bank of New York Mellon Corp 16,996 1,281,000 0.33%
29 SARGENT BICKHAM LAGUDIS LLC 18,477 1,393,000 0.36%
30 BAIRD FINANCIAL GROUP, INC. 19,044 1,435,000 0.37%
31 STIFEL FINANCIAL CORP 19,755 1,489,000 0.38%
32 AGF INVESTMENTS INC. 20,818 1,567,000 0.40%
33 ADVANTAGE INVESTMENT MANAGEMENT, LLC 22,334 1,683,000 0.43%
34 Lattice Strategies LLC 28,735 2,166,000 0.55%
35 AMERICAN INTERNATIONAL GROUP, INC. 31,085 2,343,000 0.60%
36 RAYMOND JAMES & ASSOCIATES 31,651 2,386,000 0.61%
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 46,233 3,484,000 0.89%
38 BANK OF AMERICA CORP /DE/ 57,659 4,345,000 1.11%
39 JANE STREET GROUP, LLC 60,112 4,531,000 1.16%
40 UBS Group AG 74,015 5,579,000 1.43%
41 LPL Financial LLC 78,574 5,992,000 1.53%
42 WEALTHSOURCE PARTNERS, LLC 103,272 7,784,000 1.99%
43 Apriem Advisors 139,127 10,486,000 2.68%
44 KRILOGY FINANCIAL LLC 165,728 12,491,000 3.19%
45 WELLS FARGO & COMPANY/MN 173,538 13,080,000 3.34%
46 MORGAN STANLEY 237,232 17,881,000 4.57%
47 Transamerica Financial Advisors, LLC 258,656 19,496,000 4.98%
48 Prospera Financial Services Inc 281,509 21,218,000 5.42%
49 ASSETMARK, INC 291,130 21,943,000 5.61%
50 NewSquare Capital LLC 423,055 31,887,000 8.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.