Dark
Light
System
Security
SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 55 Institutional holders with a total value of $252,029,318.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Tradewinds Capital Management, LLC 6 0 0.00%
3 SEI INVESTMENTS CO 8 1,000 0.00%
4 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 14 1,000 0.00%
5 Advisory Services Network, LLC 24 2,000 0.00%
6 D.A. DAVIDSON & CO. 139 11,000 0.00%
7 Transamerica Financial Advisors, LLC 166 14,000 0.01%
8 GENEOS WEALTH MANAGEMENT INC. 179 14,000 0.01%
9 IFP ADVISORS, INC 207 17,000 0.01%
10 WEALTHCARE CAPITAL MANAGEMENT LLC 714 57,000 0.02%
11 Parkside Financial Bank & Trust 918 73,000 0.03%
12 Argentus Capital Management, LLC 1,583 126,000 0.05%
13 MSI Financial Services Inc 1,637 131,000 0.05%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,749 138,000 0.05%
15 NewSquare Capital LLC 1,740 139,000 0.06%
16 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 1,807 144,000 0.06%
17 Tuttle Capital Management, LLC 1,981 162,000 0.06%
18 ALLIANCE WEALTH MANAGEMENT GROUP 2,953 234,000 0.09%
19 Prospera Financial Services Inc 3,170 253,000 0.10%
20 RAYMOND JAMES & ASSOCIATES 3,509 280,000 0.11%
21 Concert Wealth Management Inc. 3,839 305,000 0.12%
22 INVESTMENT CENTERS OF AMERICA INC 5,063 405,000 0.16%
23 BB&T SECURITIES, LLC 6,400 510,000 0.20%
24 FormulaFolio Investments, LLC 6,576 525,000 0.21%
25 Pinnacle Advisory Group, Inc. 6,671 532,000 0.21%
26 AVIANCE CAPITAL MANAGEMENT, LLC 7,745 618,000 0.25%
27 VSR Financial Services, Inc. 7,922 632,000 0.25%
28 Cambridge Investment Research Advisors, Inc. 8,334 665,000 0.26%
29 Bank of New York Mellon Corp 9,966 796,000 0.32%
30 UBS Group AG 12,020 960,000 0.38%
31 Landmark Financial Advisors, LLC 15,649 1,249,000 0.50%
32 Virtu KCG Holdings LLC 15,691 1,252,000 0.50%
33 JANE STREET GROUP, LLC 16,845 1,345,000 0.53%
34 ENVESTNET ASSET MANAGEMENT INC 17,272 1,379,000 0.55%
35 BAIRD FINANCIAL GROUP, INC. 18,521 1,478,000 0.59%
36 WOLVERINE TRADING LP /BD 19,778 1,575,318 0.63%
37 AGF INVESTMENTS INC. 21,245 1,695,000 0.67%
38 CITADEL ADVISORS LLC 21,297 1,700,000 0.67%
39 ADVISOR GROUP, INC. 21,877 1,744,000 0.69%
40 First Allied Advisory Services, Inc. 23,110 1,848,000 0.73%
41 Lattice Strategies LLC 27,720 2,213,000 0.88%
42 ROYAL BANK OF CANADA 32,912 2,627,000 1.04%
43 MORGAN STANLEY 34,080 2,721,000 1.08%
44 SARGENT BICKHAM LAGUDIS LLC 34,854 2,782,000 1.10%
45 AVALON CAPITAL MANAGEMENT 35,884 2,864,000 1.14%
46 WELLS FARGO & COMPANY/MN 41,648 3,324,000 1.32%
47 LPL Financial LLC 47,083 3,857,000 1.53%
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 53,173 4,244,000 1.68%
49 BANK OF AMERICA CORP /DE/ 83,446 6,660,000 2.64%
50 ASSETMARK, INC 141,316 11,280,000 4.48%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.