| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 71 | 0 | 0.00% | ||
| 2 | UBS Group AG | 772 | 3,000 | 0.04% | ||
| 3 | Hartford Financial Management Inc. | 1,300 | 5,000 | 0.07% | ||
| 4 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 9,556 | 40,000 | 0.54% | ||
| 5 | GOLDMAN SACHS GROUP INC | 12,173 | 51,000 | 0.68% | ||
| 6 | HighTower Advisors, LLC | 20,215 | 86,000 | 1.15% | ||
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 30,097 | 125,000 | 1.68% | ||
| 8 | D.A. DAVIDSON & CO. | 30,000 | 126,000 | 1.69% | ||
| 9 | NEXTHERA CAPITAL LP | 138,132 | 575,000 | 7.71% | ||
| 10 | Parallax Volatility Advisers, L.P. | 292,000 | 1,235,000 | 16.57% | ||
| 11 | SABBY MANAGEMENT, LLC | 349,096 | 1,452,000 | 19.48% | ||
| 12 | New Leaf Venture Partners, L.L.C. | 352,950 | 1,493,000 | 20.03% | ||
| 13 | SPHERA FUNDS MANAGEMENT LTD. | 544,100 | 2,263,000 | 30.36% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
