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Nuveen High Income December 2019 Target
Nuveen High Income December 2019 Target. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 11 Institutional holders with a total value of $10,032,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 596,757 6,165,000 61.45%
2 ICM ASSET MANAGEMENT INC/WA 148,635 1,535,000 15.30%
3 BB&T SECURITIES, LLC 89,870 928,000 9.25%
4 Commonwealth Equity Services, Inc 38,895 402,000 4.01%
5 LPL Financial LLC 23,870 243,000 2.42%
6 WEDBUSH SECURITIES INC 22,000 227,000 2.26%
7 Investors Capital Advisory Services 18,500 191,000 1.90%
8 TWO SIGMA SECURITIES, LLC 18,331 189,000 1.88%
9 UBS Group AG 10,899 112,000 1.12%
10 ROYAL BANK OF CANADA 3,000 31,000 0.31%
11 Tower Research Capital LLC (TRC) 900 9,000 0.09%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.