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Nuveen High Income December 2019 Target
Nuveen High Income December 2019 Target. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 16 Institutional holders with a total value of $25,190,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,393,355 14,077,000 55.88%
2 ICM ASSET MANAGEMENT INC/WA 328,200 3,316,000 13.16%
3 LADENBURG THALMANN FINANCIAL SERVICES INC. 112,949 1,141,000 4.53%
4 BB&T SECURITIES, LLC 100,220 1,023,000 4.06%
5 BANK OF AMERICA CORP /DE/ 94,200 952,000 3.78%
6 LPL Financial LLC 91,365 923,000 3.66%
7 STIFEL FINANCIAL CORP 73,795 747,000 2.97%
8 Bienville Capital Management, LLC 70,000 707,000 2.81%
9 UBS Group AG 61,176 618,000 2.45%
10 Commonwealth Equity Services, Inc 48,965 495,000 1.97%
11 COMERICA BANK 25,000 256,000 1.02%
12 GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT 22,750 229,000 0.91%
13 WEDBUSH SECURITIES INC 21,700 219,000 0.87%
14 Stratos Wealth Partners, LTD. 18,300 185,000 0.73%
15 WASHINGTON TRUST BANK 16,820 170,000 0.67%
16 ROYAL BANK OF CANADA 13,043 132,000 0.52%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.