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Nuveen High Income December 2019 Target
Nuveen High Income December 2019 Target. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 14 Institutional holders with a total value of $21,188,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,149,678 11,739,000 55.40%
2 ICM ASSET MANAGEMENT INC/WA 340,195 3,473,000 16.39%
3 BB&T SECURITIES, LLC 100,220 1,023,000 4.83%
4 LPL Financial LLC 84,915 872,000 4.12%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 83,175 849,000 4.01%
6 Bienville Capital Management, LLC 70,000 718,000 3.39%
7 BANK OF AMERICA CORP /DE/ 67,500 689,000 3.25%
8 Commonwealth Equity Services, Inc 50,262 513,000 2.42%
9 UBS Group AG 45,000 459,000 2.17%
10 COMERICA BANK 26,500 270,000 1.27%
11 WEDBUSH SECURITIES INC 22,200 227,000 1.07%
12 WASHINGTON TRUST BANK 16,820 172,000 0.81%
13 ROYAL BANK OF CANADA 16,507 169,000 0.80%
14 ENVESTNET ASSET MANAGEMENT INC 1,500 15,000 0.07%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.