| 1 |
Opaleye Management Inc. |
660,000 |
1,716,000 |
41.75% |
|
|
| 2 |
MILLENNIUM MANAGEMENT LLC |
341,018 |
887,000 |
21.58% |
|
|
| 3 |
FCG ADVISORS, LLC |
323,456 |
841,000 |
20.46% |
|
|
| 4 |
DAVENPORT & Co LLC |
71,000 |
184,600 |
4.49% |
|
|
| 5 |
FIRST MANHATTAN CO. LLC. |
52,000 |
135,000 |
3.28% |
|
|
| 6 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
26,407 |
69,000 |
1.68% |
|
|
| 7 |
CITIGROUP INC |
24,460 |
63,000 |
1.53% |
|
|
| 8 |
STATE STREET CORP |
19,361 |
50,000 |
1.22% |
|
|
| 9 |
CSS LLC/IL |
17,278 |
45,000 |
1.09% |
|
|
| 10 |
Pomelo Capital LLC |
15,000 |
39,000 |
0.95% |
|
|
| 11 |
WILLIAMS JONES & ASSOCIATES LLC |
11,500 |
30,000 |
0.73% |
|
|
| 12 |
BOSTON PRIVATE BANK & TRUST CO |
4,220 |
11,000 |
0.27% |
|
|
| 13 |
BANK OF AMERICA CORP /DE/ |
3,906 |
10,000 |
0.24% |
|
|
| 14 |
MORGAN STANLEY |
3,682 |
9,000 |
0.22% |
|
|
| 15 |
Tower Research Capital LLC (TRC) |
2,141 |
6,000 |
0.15% |
|
|
| 16 |
AMERIPRISE FINANCIAL INC |
1,760 |
5,000 |
0.12% |
|
|
| 17 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
1,492 |
4,000 |
0.10% |
|
|
| 18 |
DEUTSCHE BANK AG\ |
1,547 |
3,000 |
0.07% |
|
|
| 19 |
MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ |
840 |
2,000 |
0.05% |
|
|
| 20 |
Ground Swell Capital, LLC |
400 |
1,000 |
0.02% |
|
|
| 21 |
NEXT Financial Group, Inc |
25 |
0 |
0.00% |
|
|
| 22 |
WELLS FARGO & COMPANY/MN |
201 |
0 |
0.00% |
|
|
| 23 |
PNC FINANCIAL SERVICES GROUP, INC. |
68 |
0 |
0.00% |
|
|
| 24 |
FIFTH THIRD BANCORP |
52 |
0 |
0.00% |
|
|
