| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Opaleye Management Inc. | 490,000 | 1,455,000 | 30.25% | ||
| 2 | MILLENNIUM MANAGEMENT LLC | 317,391 | 943,000 | 19.61% | ||
| 3 | FCG ADVISORS, LLC | 315,606 | 937,000 | 19.48% | ||
| 4 | Birchview Capital, LP | 213,432 | 634,000 | 13.18% | ||
| 5 | DAVENPORT & Co LLC | 98,600 | 292,842 | 6.09% | ||
| 6 | FIRST MANHATTAN CO. LLC. | 52,000 | 154,000 | 3.20% | ||
| 7 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 22,700 | 71,000 | 1.48% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 22,363 | 66,000 | 1.37% | ||
| 9 | STATE STREET CORP | 19,361 | 57,000 | 1.19% | ||
| 10 | MORGAN STANLEY | 17,389 | 51,000 | 1.06% | ||
| 11 | CSS LLC/IL | 17,278 | 51,000 | 1.06% | ||
| 12 | WILLIAMS JONES & ASSOCIATES LLC | 11,500 | 34,000 | 0.71% | ||
| 13 | DEUTSCHE BANK AG\ | 11,400 | 33,000 | 0.69% | ||
| 14 | UBS Group AG | 4,566 | 14,000 | 0.29% | ||
| 15 | BOSTON PRIVATE BANK & TRUST CO | 4,220 | 13,000 | 0.27% | ||
| 16 | Tower Research Capital LLC (TRC) | 1,186 | 4,000 | 0.08% | ||
| 17 | PNC FINANCIAL SERVICES GROUP, INC. | 68 | 0 | 0.00% | ||
| 18 | FIFTH THIRD BANCORP | 52 | 0 | 0.00% | ||
| 19 | WELLS FARGO & COMPANY/MN | 4 | 0 | 0.00% | ||
| 20 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 43 | 0 | 0.00% | ||
| 21 | CITIGROUP INC | 160 | 0 | 0.00% | ||
| 22 | Creative Planning | 50 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
