| 1 |
Opaleye Management Inc. |
575,000 |
1,811,000 |
33.22% |
|
|
| 2 |
FCG ADVISORS, LLC |
319,030 |
1,075,000 |
19.72% |
|
|
| 3 |
MILLENNIUM MANAGEMENT LLC |
322,391 |
1,016,000 |
18.64% |
|
|
| 4 |
Birchview Capital, LP |
213,432 |
672,000 |
12.33% |
|
|
| 5 |
DAVENPORT & Co LLC |
93,200 |
293,580 |
5.39% |
|
|
| 6 |
FIRST MANHATTAN CO. LLC. |
52,000 |
163,000 |
2.99% |
|
|
| 7 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
22,700 |
71,000 |
1.30% |
|
|
| 8 |
BANK OF AMERICA CORP /DE/ |
22,438 |
71,000 |
1.30% |
|
|
| 9 |
STATE STREET CORP |
19,361 |
61,000 |
1.12% |
|
|
| 10 |
MORGAN STANLEY |
17,441 |
55,000 |
1.01% |
|
|
| 11 |
CSS LLC/IL |
17,278 |
54,000 |
0.99% |
|
|
| 12 |
WILLIAMS JONES & ASSOCIATES LLC |
11,500 |
36,000 |
0.66% |
|
|
| 13 |
DEUTSCHE BANK AG\ |
11,547 |
35,000 |
0.64% |
|
|
| 14 |
BOSTON PRIVATE BANK & TRUST CO |
4,220 |
13,000 |
0.24% |
|
|
| 15 |
MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ |
3,200 |
10,000 |
0.18% |
|
|
| 16 |
ROYAL BANK OF CANADA |
3,000 |
9,000 |
0.17% |
|
|
| 17 |
Tower Research Capital LLC (TRC) |
1,640 |
5,000 |
0.09% |
|
|
| 18 |
CITIGROUP INC |
160 |
1,000 |
0.02% |
|
|
| 19 |
FIFTH THIRD BANCORP |
52 |
0 |
0.00% |
|
|
| 20 |
Creative Planning |
50 |
0 |
0.00% |
|
|
| 21 |
PNC FINANCIAL SERVICES GROUP, INC. |
68 |
0 |
0.00% |
|
|
| 22 |
UBS Group AG |
6 |
0 |
0.00% |
|
|
| 23 |
WELLS FARGO & COMPANY/MN |
4 |
0 |
0.00% |
|
|
