| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 109,837 | 4,032,000 | 40.86% | ||
| 2 | HighTower Advisors, LLC | 72,680 | 2,668,000 | 27.04% | ||
| 3 | AMERIPRISE FINANCIAL INC | 22,165 | 814,000 | 8.25% | ||
| 4 | WELLS FARGO & COMPANY/MN | 21,936 | 805,000 | 8.16% | ||
| 5 | Commonwealth Equity Services, Inc | 12,284 | 451,000 | 4.57% | ||
| 6 | Timber Hill LLC | 8,990 | 330,000 | 3.34% | ||
| 7 | MORGAN STANLEY | 8,814 | 324,000 | 3.28% | ||
| 8 | UBS AG | 3,460 | 127,000 | 1.29% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 2,201 | 81,000 | 0.82% | ||
| 10 | People's United Financial, Inc. | 1,996 | 73,000 | 0.74% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,200 | 44,000 | 0.45% | ||
| 12 | CITIGROUP INC | 1,000 | 37,000 | 0.37% | ||
| 13 | Regal Investment Advisors LLC | 760 | 28,000 | 0.28% | ||
| 14 | FIFTH THIRD BANCORP | 750 | 28,000 | 0.28% | ||
| 15 | TRUST CO OF VERMONT | 564 | 21,000 | 0.21% | ||
| 16 | US BANCORP \DE\ | 122 | 4,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
