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POWERSHARES ETF TRUST
POWERSHARES ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 16 Institutional holders with a total value of $14,751,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 177,059 6,755,000 45.79%
2 HighTower Advisors, LLC 67,406 2,601,000 17.63%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 46,028 1,776,000 12.04%
4 AMERIPRISE FINANCIAL INC 35,524 1,376,000 9.33%
5 WELLS FARGO & COMPANY/MN 21,415 826,000 5.60%
6 Commonwealth Equity Services, Inc 12,289 474,000 3.21%
7 MORGAN STANLEY 7,904 305,000 2.07%
8 Timber Hill LLC 7,435 287,000 1.95%
9 UBS AG 2,078 80,000 0.54%
10 People's United Financial, Inc. 1,996 77,000 0.52%
11 BANK OF AMERICA CORP /DE/ 1,621 63,000 0.43%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,200 46,000 0.31%
13 Regal Investment Advisors LLC 760 29,000 0.20%
14 FIFTH THIRD BANCORP 750 29,000 0.20%
15 TRUST CO OF VERMONT 564 22,000 0.15%
16 WFG Advisors, LP 141 5,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.