| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 148,734 | 5,722,000 | 45.99% | ||
| 2 | HighTower Advisors, LLC | 74,421 | 2,863,000 | 23.01% | ||
| 3 | AMERIPRISE FINANCIAL INC | 30,182 | 1,161,000 | 9.33% | ||
| 4 | WELLS FARGO & COMPANY/MN | 21,490 | 827,000 | 6.65% | ||
| 5 | Commonwealth Equity Services, Inc | 12,286 | 473,000 | 3.80% | ||
| 6 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 8,712 | 335,000 | 2.69% | ||
| 7 | MORGAN STANLEY | 8,486 | 326,000 | 2.62% | ||
| 8 | Timber Hill LLC | 8,423 | 324,000 | 2.60% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 2,201 | 85,000 | 0.68% | ||
| 10 | UBS AG | 2,118 | 81,000 | 0.65% | ||
| 11 | People's United Financial, Inc. | 1,996 | 77,000 | 0.62% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,200 | 46,000 | 0.37% | ||
| 13 | CITIGROUP INC | 1,000 | 38,000 | 0.31% | ||
| 14 | FIFTH THIRD BANCORP | 750 | 29,000 | 0.23% | ||
| 15 | Regal Investment Advisors LLC | 760 | 29,000 | 0.23% | ||
| 16 | TRUST CO OF VERMONT | 564 | 22,000 | 0.18% | ||
| 17 | WFG Advisors, LP | 141 | 5,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
