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PUTNAM MUN OPPORTUNITIES TR
PUTNAM MUN OPPORTUNITIES TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 55 Institutional holders with a total value of $64,828,004.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MACKAY SHIELDS LLC 1,139,927 15,252,000 23.53%
2 Advisors Asset Management, Inc. 531,489 7,111,000 10.97%
3 GUGGENHEIM CAPITAL LLC 293,533 3,927,000 6.06%
4 Fiera Capital Corp 283,067 3,787,000 5.84%
5 NEW VERNON INVESTMENT MANAGEMENT LLC 269,948 3,612,000 5.57%
6 MORGAN STANLEY 259,752 3,475,000 5.36%
7 ROBINSON CAPITAL MANAGEMENT, LLC 255,602 3,420,000 5.28%
8 ROYAL BANK OF CANADA 228,870 3,063,000 4.72%
9 1ST SOURCE BANK 161,039 2,155,000 3.32%
10 UBS Group AG 131,370 1,758,000 2.71%
11 VAN ECK ASSOCIATES CORP 111,762 1,495,000 2.31%
12 BRAVE ASSET MANAGEMENT INC 109,931 1,471,000 2.27%
13 WELLS FARGO & COMPANY/MN 102,997 1,378,000 2.13%
14 Capital Investment Advisors, LLC 98,893 1,323,000 2.04%
15 RAYMOND JAMES & ASSOCIATES 96,971 1,297,000 2.00%
16 BANK OF AMERICA CORP /DE/ 77,583 1,038,000 1.60%
17 Karpus Management, Inc. 73,516 984,000 1.52%
18 Commonwealth Equity Services, Inc 66,486 890,000 1.37%
19 GOODWIN DANIEL L 57,866 774,000 1.19%
20 LPL Financial LLC 53,815 724,000 1.12%
21 SIT INVESTMENT ASSOCIATES INC 51,566 690,000 1.06%
22 RELATIVE VALUE PARTNERS GROUP, LLC 41,000 546,000 0.84%
23 STIFEL FINANCIAL CORP 39,008 523,000 0.81%
24 TWIN FOCUS CAPITAL PARTNERS, LLC 31,294 419,000 0.65%
25 First Allied Advisory Services, Inc. 25,473 343,000 0.53%
26 OPPENHEIMER & CO INC 22,500 301,000 0.46%
27 1834 INVESTMENT ADVISORS CO 21,000 281,000 0.43%
28 Yellowstone Partners, LLC 17,850 239,000 0.37%
29 WEDBUSH SECURITIES INC 16,733 224,000 0.35%
30 Horizon Kinetics LLC 16,234 217,000 0.33%
31 STALEY CAPITAL ADVISERS INC 16,000 214,000 0.33%
32 Raymond James Financial Services Advisors, Inc. 14,040 188,000 0.29%
33 BB&T SECURITIES, LLC 14,102 188,000 0.29%
34 NWAM LLC 13,172 176,000 0.27%
35 FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC 12,262 164,000 0.25%
36 AMERIPRISE FINANCIAL INC 11,773 158,000 0.24%
37 SII INVESTMENTS INC/WI 10,547 140,000 0.22%
38 Creative Planning 8,626 115,000 0.18%
39 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 8,403 112,000 0.17%
40 MSI Financial Services Inc 6,022 81,000 0.12%
41 Tradewinds Capital Management, LLC 5,796 78,000 0.12% PRN
42 BANK OF MONTREAL /CAN/ 5,725 77,000 0.12%
43 GENEOS WEALTH MANAGEMENT INC. 5,503 74,000 0.11%
44 US BANCORP \DE\ 4,545 61,000 0.09%
45 IFP ADVISORS, INC 3,715 50,000 0.08%
46 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,495 47,000 0.07%
47 PNC FINANCIAL SERVICES GROUP, INC. 2,825 38,000 0.06%
48 FIFTH THIRD BANCORP 2,539 34,000 0.05%
49 BRONFMAN E.L. ROTHSCHILD, L.P. 2,081 28,000 0.04%
50 MUFG Americas Holdings Corp 1,900 25,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.