| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,382,534 | 16,176,000 | 18.81% | ||
| 2 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 947,238 | 11,083,000 | 12.89% | ||
| 3 | Advisors Asset Management, Inc. | 532,430 | 6,229,000 | 7.25% | ||
| 4 | BNP PARIBAS FINANCIAL MARKETS | 340,622 | 3,985,277 | 4.64% | ||
| 5 | MORGAN STANLEY | 300,948 | 3,521,000 | 4.10% | ||
| 6 | Invesco Ltd. | 275,413 | 3,222,000 | 3.75% | ||
| 7 | WELLS FARGO & COMPANY/MN | 272,361 | 3,186,000 | 3.71% | ||
| 8 | ROYAL BANK OF CANADA | 257,524 | 3,013,000 | 3.50% | ||
| 9 | OAK HILL ADVISORS LP | 257,500 | 3,013,000 | 3.50% | ||
| 10 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 250,000 | 2,925,000 | 3.40% | ||
| 11 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 241,345 | 2,824,000 | 3.28% | ||
| 12 | 1ST SOURCE BANK | 203,462 | 2,380,000 | 2.77% | ||
| 13 | PNC FINANCIAL SERVICES GROUP, INC. | 179,050 | 2,095,000 | 2.44% | ||
| 14 | Global Endowment Management, LP | 162,270 | 1,898,000 | 2.21% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 154,093 | 1,803,000 | 2.10% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 150,728 | 1,763,000 | 2.05% | ||
| 17 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 148,346 | 1,736,000 | 2.02% | ||
| 18 | AQR CAPITAL MANAGEMENT LLC | 145,162 | 1,698,000 | 1.97% | ||
| 19 | Peachtree Investment Advisors, Inc. | 137,821 | 1,613,000 | 1.88% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 123,129 | 1,441,000 | 1.68% | ||
| 21 | UBS AG | 81,604 | 955,000 | 1.11% | ||
| 22 | Capital Investment Advisors, LLC | 76,981 | 901,000 | 1.05% | ||
| 23 | GOODWIN DANIEL L | 57,866 | 677,000 | 0.79% | ||
| 24 | LPL Financial LLC | 49,764 | 581,000 | 0.68% | ||
| 25 | Horizon Kinetics LLC | 48,866 | 572,000 | 0.67% | ||
| 26 | VAN ECK ASSOCIATES CORP | 45,293 | 530,000 | 0.62% | ||
| 27 | Relative Value Partners, LLC | 41,000 | 480,000 | 0.56% | ||
| 28 | BRAVE ASSET MANAGEMENT INC | 38,931 | 455,000 | 0.53% | ||
| 29 | Commonwealth Equity Services, Inc | 38,806 | 454,000 | 0.53% | ||
| 30 | STALEY CAPITAL ADVISERS INC | 37,720 | 441,000 | 0.51% | ||
| 31 | STIFEL FINANCIAL CORP | 37,127 | 434,000 | 0.50% | ||
| 32 | First Allied Advisory Services, Inc. | 34,882 | 409,000 | 0.48% | ||
| 33 | Dalton Investments, Inc. | 33,335 | 390,000 | 0.45% | ||
| 34 | NEW ENGLAND SECURITIES CORP /MA/ | 32,648 | 382,000 | 0.44% | ||
| 35 | TWIN FOCUS CAPITAL PARTNERS, LLC | 31,294 | 366,000 | 0.43% | ||
| 36 | DOLIVER ADVISORS, LP | 25,946 | 304,000 | 0.35% | ||
| 37 | BLACKROCK ADVISORS LLC | 24,900 | 291,000 | 0.34% | ||
| 38 | WOLVERINE ASSET MANAGEMENT LLC | 23,758 | 277,000 | 0.32% | ||
| 39 | CITY NATIONAL BANK | 19,353 | 226,000 | 0.26% | ||
| 40 | Yellowstone Partners, LLC | 14,700 | 172,000 | 0.20% | ||
| 41 | DEUTSCHE BANK AG\ | 13,459 | 156,000 | 0.18% | ||
| 42 | NWAM LLC | 13,172 | 154,000 | 0.18% | ||
| 43 | FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC | 12,262 | 143,000 | 0.17% | ||
| 44 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 11,765 | 138,000 | 0.16% | ||
| 45 | HighTower Advisors, LLC | 10,441 | 122,000 | 0.14% | ||
| 46 | SIT INVESTMENT ASSOCIATES INC | 6,529 | 76,000 | 0.09% | ||
| 47 | US BANCORP \DE\ | 4,545 | 53,000 | 0.06% | ||
| 48 | MUFG Americas Holdings Corp | 3,849 | 45,000 | 0.05% | ||
| 49 | Riggs Asset Managment Co. Inc. | 3,000 | 35,000 | 0.04% | ||
| 50 | OPTIMUM INVESTMENT ADVISORS | 2,688 | 32,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
