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PUTNAM MUN OPPORTUNITIES TR
PUTNAM MUN OPPORTUNITIES TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 62 Institutional holders with a total value of $76,138,545.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 155 2,000 0.00%
2 1919 Investment Counsel, LLC 300 4,000 0.01%
3 Thomas J. Herzfeld Advisors, Inc. 800 9,000 0.01%
4 Formidable Asset Management, LLC 892 10,000 0.01%
5 SECURITY NATIONAL TRUST CO 860 10,000 0.01%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,000 11,000 0.01%
7 First City Capital Management, Inc. 1,043 11,859 0.02%
8 WOLVERINE ASSET MANAGEMENT LLC 1,115 12,000 0.02%
9 First Horizon Advisors, Inc. 1,147 13,000 0.02%
10 PEOPLES FINANCIAL SERVICES CORP. 1,715 19,000 0.02%
11 NEW ENGLAND SECURITIES CORP /MA/ 1,673 19,000 0.02%
12 FIFTH THIRD BANCORP 2,539 29,000 0.04%
13 PATHSTONE FAMILY OFFICE, LLC 2,606 30,000 0.04%
14 CITIGROUP INC 2,717 31,000 0.04%
15 MUFG Americas Holdings Corp 3,623 41,000 0.05%
16 US BANCORP \DE\ 4,545 52,000 0.07%
17 SIT INVESTMENT ASSOCIATES INC 6,529 74,000 0.10%
18 BRAVE ASSET MANAGEMENT INC 6,931 79,000 0.10%
19 ALLIANCEBERNSTEIN L.P. 9,406 107,000 0.14%
20 Private Advisor Group, LLC 10,050 114,000 0.15%
21 HighTower Advisors, LLC 10,441 119,000 0.16%
22 Bridgewater Advisors Inc. 11,260 128,000 0.17%
23 FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC 12,262 139,000 0.18%
24 NWAM LLC 13,172 150,000 0.20%
25 DEUTSCHE BANK AG\ 13,459 153,000 0.20%
26 Yellowstone Partners, LLC 14,700 167,000 0.22%
27 First Allied Advisory Services, Inc. 21,119 241,000 0.32%
28 CITY NATIONAL BANK 26,273 299,000 0.39%
29 TWIN FOCUS CAPITAL PARTNERS, LLC 31,294 356,000 0.47%
30 Dalton Investments, Inc. 32,337 368,000 0.48%
31 Commonwealth Equity Services, Inc 34,167 388,000 0.51%
32 VAN ECK ASSOCIATES CORP 35,956 409,000 0.54%
33 STIFEL FINANCIAL CORP 36,814 419,000 0.55%
34 STALEY CAPITAL ADVISERS INC 37,720 429,000 0.56%
35 Relative Value Partners, LLC 41,000 466,000 0.61%
36 ROBINSON CAPITAL MANAGEMENT, LLC 44,273 503,000 0.66%
37 TFS CAPITAL LLC 44,946 511,000 0.67%
38 GOODWIN DANIEL L 57,866 658,000 0.86%
39 BNP PARIBAS FINANCIAL MARKETS 60,000 696,600 0.91%
40 LPL Financial LLC 63,109 718,000 0.94%
41 UBS AG 66,355 754,000 0.99%
42 Horizon Kinetics LLC 72,839 828,000 1.09%
43 Capital Investment Advisors, LLC 83,209 946,086 1.24%
44 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 89,500 1,015,000 1.33%
45 BANK OF AMERICA CORP /DE/ 114,385 1,301,000 1.71%
46 AQR CAPITAL MANAGEMENT LLC 115,861 1,317,000 1.73%
47 RAYMOND JAMES & ASSOCIATES 145,384 1,653,000 2.17%
48 Peachtree Investment Advisors, Inc. 178,809 2,033,000 2.67%
49 GUGGENHEIM CAPITAL LLC 181,710 2,067,000 2.71%
50 PNC FINANCIAL SERVICES GROUP, INC. 182,082 2,070,000 2.72%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.